Home > Glacier Bank > Fiduciary settlements, surcharges, and other losses
Glacier Bank, Fiduciary settlements, surcharges, and other losses
2024-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,115 |
Fiduciary or related activity | $0 | 1,054 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2024-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,128 |
Fiduciary or related activity | $0 | 1,058 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2023-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,128 |
Fiduciary or related activity | $0 | 1,058 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2023-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,127 |
Fiduciary or related activity | $0 | 1,071 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2023-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,118 |
Fiduciary or related activity | $0 | 1,073 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2023-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,140 |
Fiduciary or related activity | $0 | 1,085 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2022-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,156 |
Fiduciary or related activity | $0 | 1,094 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2022-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,157 |
Fiduciary or related activity | $0 | 1,097 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2022-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,125 |
Fiduciary or related activity | $0 | 1,066 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2022-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,130 |
Fiduciary or related activity | $0 | 1,072 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2021-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,136 |
Fiduciary or related activity | $0 | 1,082 |
Gross losses for managed accounts | $0 | 169 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 129 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 69 |
Gross losses for investment management and investment managed accounts | $0 | 94 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 42 |
Gross losses for non-managed accounts | $0 | 91 |
Fiduciary settlements, surcharges, and other losses | $0 | 32 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 49 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 12 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 53 |
Recoveries fiduciary and related services income | $0 | 58 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 38 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 18 |
Investment management and investment advisory agency accounts recoveries | $0 | 18 |
Other fiduciary accounts and related services-recoveries | $0 | 27 |
2021-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,156 |
Fiduciary or related activity | $0 | 1,101 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2021-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,161 |
Fiduciary or related activity | $0 | 1,108 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2021-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,168 |
Fiduciary or related activity | $0 | 1,114 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2020-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,171 |
Fiduciary or related activity | $0 | 1,117 |
Gross losses for managed accounts | $0 | 176 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 127 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 70 |
Gross losses for investment management and investment managed accounts | $0 | 90 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 53 |
Gross losses for non-managed accounts | $0 | 91 |
Fiduciary settlements, surcharges, and other losses | $0 | 32 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 49 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 15 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 52 |
Recoveries fiduciary and related services income | $0 | 62 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 29 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 21 |
Investment management and investment advisory agency accounts recoveries | $0 | 20 |
Other fiduciary accounts and related services-recoveries | $0 | 28 |
2020-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,188 |
Fiduciary or related activity | $0 | 1,133 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2020-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,198 |
Fiduciary or related activity | $0 | 1,142 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2020-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,206 |
Fiduciary or related activity | $0 | 1,146 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2019-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,208 |
Fiduciary or related activity | $0 | 1,148 |
Gross losses for managed accounts | $0 | 162 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 118 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 63 |
Gross losses for investment management and investment managed accounts | $0 | 87 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 46 |
Gross losses for non-managed accounts | $0 | 87 |
Fiduciary settlements, surcharges, and other losses | $0 | 37 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 48 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 21 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 48 |
Recoveries fiduciary and related services income | $0 | 63 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 36 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 15 |
Investment management and investment advisory agency accounts recoveries | $0 | 22 |
Other fiduciary accounts and related services-recoveries | $0 | 31 |
2019-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,228 |
Fiduciary or related activity | $0 | 1,167 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2019-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,234 |
Fiduciary or related activity | $0 | 1,176 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2019-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,248 |
Fiduciary or related activity | $0 | 1,187 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2018-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $0 | 1,197 |
Gross losses for managed accounts | $0 | 178 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 130 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 70 |
Gross losses for investment management and investment managed accounts | $0 | 101 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 46 |
Gross losses for non-managed accounts | $0 | 97 |
Fiduciary settlements, surcharges, and other losses | $0 | 31 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 64 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 59 |
Recoveries fiduciary and related services income | $0 | 67 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 42 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 21 |
Investment management and investment advisory agency accounts recoveries | $0 | 20 |
Other fiduciary accounts and related services-recoveries | $0 | 27 |
2018-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2018-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2018-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2017-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,294 |
Fiduciary or related activity | $0 | 1,226 |
Gross losses for managed accounts | $0 | 165 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 127 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 67 |
Gross losses for investment management and investment managed accounts | $0 | 92 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 38 |
Gross losses for non-managed accounts | $0 | 99 |
Fiduciary settlements, surcharges, and other losses | $0 | 34 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 55 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 17 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 58 |
Recoveries fiduciary and related services income | $0 | 71 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 39 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 19 |
Investment management and investment advisory agency accounts recoveries | $0 | 20 |
Other fiduciary accounts and related services-recoveries | $0 | 38 |
2017-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,315 |
Fiduciary or related activity | $0 | 1,245 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2017-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,324 |
Fiduciary or related activity | $0 | 1,254 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2017-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,331 |
Fiduciary or related activity | $0 | 1,257 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2016-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,344 |
Fiduciary or related activity | $0 | 1,266 |
Gross losses for managed accounts | $0 | 160 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 124 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 72 |
Gross losses for investment management and investment managed accounts | $0 | 90 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 40 |
Gross losses for non-managed accounts | $0 | 98 |
Fiduciary settlements, surcharges, and other losses | $0 | 32 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 54 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 58 |
Recoveries fiduciary and related services income | $0 | 81 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 44 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 27 |
Investment management and investment advisory agency accounts recoveries | $0 | 34 |
Other fiduciary accounts and related services-recoveries | $0 | 32 |
2016-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,357 |
Fiduciary or related activity | $0 | 1,276 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2016-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,364 |
Fiduciary or related activity | $0 | 1,280 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2016-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,365 |
Fiduciary or related activity | $0 | 1,284 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2015-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,380 |
Fiduciary or related activity | $0 | 1,298 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2015-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,396 |
Fiduciary or related activity | $0 | 1,321 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2015-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,407 |
Fiduciary or related activity | $0 | 1,331 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2015-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,419 |
Fiduciary or related activity | $0 | 1,341 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2014-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,438 |
Fiduciary or related activity | $0 | 1,359 |
Gross losses for managed accounts | $0 | 168 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 122 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 65 |
Gross losses for investment management and investment managed accounts | $0 | 85 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 52 |
Gross losses for non-managed accounts | $0 | 100 |
Fiduciary settlements, surcharges, and other losses | $0 | 33 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 51 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 56 |
Recoveries fiduciary and related services income | $0 | 63 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 27 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 31 |
Investment management and investment advisory agency accounts recoveries | $0 | 20 |
Other fiduciary accounts and related services-recoveries | $0 | 29 |
2014-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,453 |
Fiduciary or related activity | $0 | 1,375 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2014-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,460 |
Fiduciary or related activity | $0 | 1,383 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2014-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,465 |
Fiduciary or related activity | $0 | 1,386 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2013-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,475 |
Fiduciary or related activity | $0 | 1,398 |
Gross losses for managed accounts | $0 | 167 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 125 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 69 |
Gross losses for investment management and investment managed accounts | $0 | 84 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 46 |
Gross losses for non-managed accounts | $0 | 109 |
Fiduciary settlements, surcharges, and other losses | $0 | 36 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 66 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 64 |
Recoveries fiduciary and related services income | $0 | 73 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 35 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 28 |
Investment management and investment advisory agency accounts recoveries | $0 | 22 |
Other fiduciary accounts and related services-recoveries | $0 | 34 |
2013-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,490 |
Fiduciary or related activity | $0 | 1,408 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2013-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,497 |
Fiduciary or related activity | $0 | 1,413 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2013-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,507 |
Fiduciary or related activity | $0 | 1,423 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2012-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,510 |
Fiduciary or related activity | $0 | 1,426 |
Gross losses for managed accounts | $0 | 170 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 131 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 75 |
Gross losses for investment management and investment managed accounts | $0 | 76 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 47 |
Gross losses for non-managed accounts | $0 | 98 |
Fiduciary settlements, surcharges, and other losses | $0 | 36 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 59 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 53 |
Recoveries fiduciary and related services income | $0 | 72 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 42 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 29 |
Investment management and investment advisory agency accounts recoveries | $0 | 25 |
Other fiduciary accounts and related services-recoveries | $0 | 29 |
2012-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2012-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2012-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,544 |
Fiduciary or related activity | $0 | 1,466 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2011-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,550 |
Fiduciary or related activity | $0 | 1,476 |
Gross losses for managed accounts | $0 | 177 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 138 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 69 |
Gross losses for investment management and investment managed accounts | $0 | 85 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 41 |
Gross losses for non-managed accounts | $0 | 106 |
Fiduciary settlements, surcharges, and other losses | $0 | 37 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 65 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 16 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 56 |
Recoveries fiduciary and related services income | $0 | 78 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 46 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 30 |
Investment management and investment advisory agency accounts recoveries | $0 | 24 |
Other fiduciary accounts and related services-recoveries | $0 | 32 |
2011-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,576 |
Fiduciary or related activity | $0 | 1,500 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2011-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,589 |
Fiduciary or related activity | $0 | 1,512 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2011-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,606 |
Fiduciary or related activity | $0 | 1,531 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2010-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,631 |
Fiduciary or related activity | $0 | 1,555 |
Gross losses for managed accounts | $0 | 174 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 134 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 83 |
Gross losses for investment management and investment managed accounts | $0 | 92 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 33 |
Gross losses for non-managed accounts | $0 | 90 |
Fiduciary settlements, surcharges, and other losses | $0 | 27 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 55 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 16 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 56 |
Recoveries fiduciary and related services income | $0 | 70 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 39 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 32 |
Investment management and investment advisory agency accounts recoveries | $0 | 21 |
Other fiduciary accounts and related services-recoveries | $0 | 35 |
2010-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,644 |
Fiduciary or related activity | $0 | 1,565 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2010-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,653 |
Fiduciary or related activity | $0 | 1,572 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2010-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,664 |
Fiduciary or related activity | $0 | 1,585 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2009-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,675 |
Fiduciary or related activity | $0 | 1,593 |
Gross losses for managed accounts | $0 | 187 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 142 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 90 |
Gross losses for investment management and investment managed accounts | $0 | 100 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 50 |
Gross losses for non-managed accounts | $0 | 111 |
Fiduciary settlements, surcharges, and other losses | $0 | 37 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 66 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 26 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 62 |
Recoveries fiduciary and related services income | $0 | 75 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 48 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 29 |
Investment management and investment advisory agency accounts recoveries | $0 | 27 |
Other fiduciary accounts and related services-recoveries | $0 | 34 |
2009-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,685 |
Fiduciary or related activity | $0 | 1,605 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2009-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,701 |
Fiduciary or related activity | $0 | 1,617 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2009-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,711 |
Fiduciary or related activity | $0 | 1,627 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,723 |
Fiduciary or related activity | $0 | 1,634 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,749 |
Fiduciary or related activity | $0 | 1,659 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,767 |
Fiduciary or related activity | $0 | 1,672 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,777 |
Fiduciary or related activity | $0 | 1,684 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,786 |
Fiduciary or related activity | $0 | 1,696 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,805 |
Fiduciary or related activity | $0 | 1,715 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,809 |
Fiduciary or related activity | $0 | 1,721 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,815 |
Fiduciary or related activity | $0 | 1,720 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,827 |
Fiduciary or related activity | $0 | 1,740 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,839 |
Fiduciary or related activity | $0 | 1,758 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,855 |
Fiduciary or related activity | $0 | 1,774 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,863 |
Fiduciary or related activity | $0 | 1,786 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,867 |
Fiduciary or related activity | $0 | 1,792 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,877 |
Fiduciary or related activity | $0 | 1,783 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,881 |
Fiduciary or related activity | $0 | 1,792 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,895 |
Fiduciary or related activity | $0 | 1,801 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,898 |
Fiduciary or related activity | $0 | 1,821 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,908 |
Fiduciary or related activity | $0 | 1,824 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,920 |
Fiduciary or related activity | $0 | 1,840 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,930 |
Fiduciary or related activity | $0 | 1,848 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,948 |
Fiduciary or related activity | $0 | 1,873 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,971 |
Fiduciary or related activity | $0 | 1,895 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 1,985 |
Fiduciary or related activity | $0 | 1,908 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 2,011 |
Fiduciary or related activity | $0 | 1,921 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2002-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $0 | 2,027 |
Fiduciary or related activity | $0 | 1,927 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2001-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 2 |
Fiduciary power exercised | $0 | 1,948 |
Fiduciary or related activity | $0 | 1,876 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2000-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1999-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1998-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1997-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1996-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1995-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1994-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1993-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1992-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |