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U.S. Trust Company, Securities

2003-03-31Rank
Total securities$260,071,000538
U.S. Government securities$248,495,000445
U.S. Treasury securities$10,633,000410
U.S. Government agency obligations$237,862,000443
Securities issued by states & political subdivisions$1,496,0004,678
Other domestic debt securities$04,116
Privately issued residential mortgage-backed securities$01,390
Commercial mortgage-backed securities - TotalNANA
Asset backed securities$0451
Structured financial products - TotalNANA
Other domestic debt securities - All other$03,546
Foreign debt securities$0294
Equity securities$10,080,000425
Assets held in trading accounts for TFR ReportersNANA
General valuation allowances for securities for TFR ReportersNANA
Memoranda:
Pledged securities$11,668,0002,771
Mortgage-backed securities$235,847,000353
Certificates of participation in pools of residential mortgages$229,243,000230
Issued or guaranteed by U.S.$229,243,000225
Privately issued$0257
Collaterized mortgage obligations$6,604,0001,571
CMOs issued by government agencies or sponsored agencies$6,604,0001,468
Privately issued$01,231
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$04,788
Available-for-sale securities (fair market value)$260,071,000458
Total debt securities$249,991,000535
Structured notes
Amortized cost$01,768
Fair value$01,771
Trading account assets$0169
Revaluation gains on off-balance sheet contracts$061
Revaluation losses on off-balance sheet contracts$062
2002-12-31Rank
Total securities$138,768,000901
U.S. Government securities$119,250,000777
U.S. Treasury securities$10,386,000434
U.S. Government agency obligations$108,864,000799
Securities issued by states & political subdivisions$1,502,0004,681
Other domestic debt securities$04,152
Privately issued residential mortgage-backed securities$01,406
Commercial mortgage-backed securities - TotalNANA
Asset backed securities$0466
Structured financial products - TotalNANA
Other domestic debt securities - All other$03,582
Foreign debt securities$0302
Equity securities$18,016,000259
Assets held in trading accounts for TFR ReportersNANA
General valuation allowances for securities for TFR ReportersNANA
Memoranda:
Pledged securities$11,746,0002,768
Mortgage-backed securities$106,819,000599
Certificates of participation in pools of residential mortgages$98,872,000426
Issued or guaranteed by U.S.$98,872,000419
Privately issued$0252
Collaterized mortgage obligations$7,947,0001,428
CMOs issued by government agencies or sponsored agencies$7,947,0001,331
Privately issued$01,253
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$04,875
Available-for-sale securities (fair market value)$138,768,000760
Total debt securities$120,752,000984
Structured notes
Amortized cost$01,569
Fair value$01,573
Trading account assets$0170
Revaluation gains on off-balance sheet contracts$059
Revaluation losses on off-balance sheet contracts$062
2001-12-31Rank
Total securities$192,813,000620
U.S. Government securities$189,920,000485
U.S. Treasury securities$7,124,000596
U.S. Government agency obligations$182,796,000466
Securities issued by states & political subdivisions$1,478,0004,757
Other domestic debt securities$04,224
Privately issued residential mortgage-backed securities$01,514
Commercial mortgage-backed securities - TotalNANA
Asset backed securities$0517
Structured financial products - TotalNANA
Other domestic debt securities - All other$03,579
Foreign debt securities$0319
Equity securities$1,415,0001,175
Assets held in trading accounts for TFR ReportersNANA
General valuation allowances for securities for TFR ReportersNANA
Memoranda:
Pledged securities$12,642,0002,530
Mortgage-backed securities$176,390,000381
Certificates of participation in pools of residential mortgages$160,040,000253
Issued or guaranteed by U.S.$160,040,000247
Privately issued$0260
Collaterized mortgage obligations$16,350,000942
CMOs issued by government agencies or sponsored agencies$16,350,000864
Privately issued$01,359
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$05,093
Available-for-sale securities (fair market value)$192,813,000528
Total debt securities$191,398,000599
Structured notes
Amortized cost$0883
Fair value$0883
Trading account assets$0182
Revaluation gains on off-balance sheet contracts$055
Revaluation losses on off-balance sheet contracts$052
2000-12-31Rank
Total securities$151,408,000750
U.S. Government securities$147,262,000579
U.S. Treasury securities$04,186
U.S. Government agency obligations$147,262,000538
Securities issued by states & political subdivisions$1,459,0004,873
Other domestic debt securities$03,998
Privately issued residential mortgage-backed securities$01,552
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$03,386
Foreign debt securities$0313
Equity securities$2,687,0001,300
Assets held in trading accounts for TFR ReportersNANA
General valuation allowances for securities for TFR ReportersNANA
Memoranda:
Pledged securities$146,0007,812
Mortgage-backed securities$147,262,000376
Certificates of participation in pools of residential mortgages$120,648,000286
Issued or guaranteed by U.S.$120,648,000280
Privately issued$0308
Collaterized mortgage obligations$26,614,000560
CMOs issued by government agencies or sponsored agencies$26,614,000494
Privately issued$01,355
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$05,708
Available-for-sale securities (fair market value)$151,408,000582
Total debt securities$148,721,000720
Structured notes
Amortized cost$0935
Fair value$0935
Trading account assets$0175
Revaluation gains on off-balance sheet contracts$059
Revaluation losses on off-balance sheet contractsNANA
1999-12-31Rank
Total securities$105,524,0001,082
U.S. Government securities$97,016,000902
U.S. Treasury securities$05,412
U.S. Government agency obligations$97,016,000830
Securities issued by states & political subdivisions$1,429,0005,129
Other domestic debt securities$03,983
Privately issued residential mortgage-backed securities$01,654
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$03,254
Foreign debt securitiesNANA
Equity securities$7,079,000649
Assets held in trading accounts for TFR ReportersNANA
General valuation allowances for securities for TFR ReportersNANA
Memoranda:
Pledged securities$155,0008,045
Mortgage-backed securities$97,016,000537
Certificates of participation in pools of residential mortgages$97,016,000347
Issued or guaranteed by U.S.$97,016,000342
Privately issued$0307
Collaterized mortgage obligations$04,588
CMOs issued by government agencies or sponsored agencies$04,288
Privately issued$01,450
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$06,120
Available-for-sale securities (fair market value)$105,524,000840
Total debt securities$98,445,0001,112
Structured notes
Amortized cost$01,336
Fair value$01,336
Trading account assets$0165
Revaluation gains on off-balance sheet contracts$052
Revaluation losses on off-balance sheet contractsNANA
1998-12-31Rank
Total securities$68,178,0001,742
U.S. Government securities$53,989,0001,617
U.S. Treasury securities$9,530,0001,357
U.S. Government agency obligations$44,459,0001,661
Securities issued by states & political subdivisions$684,0006,252
Other domestic debt securities$03,984
Privately issued residential mortgage-backed securities$01,703
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$03,174
Foreign debt securitiesNANA
Equity securities$13,505,000404
Assets held in trading accounts for TFR ReportersNANA
General valuation allowances for securities for TFR ReportersNANA
Memoranda:
Pledged securities$08,358
Mortgage-backed securities$44,459,000985
Certificates of participation in pools of residential mortgages$44,459,000700
Issued or guaranteed by U.S.$44,459,000693
Privately issued$0349
Collaterized mortgage obligations$04,866
CMOs issued by government agencies or sponsored agencies$04,565
Privately issued$01,474
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$06,613
Available-for-sale securities (fair market value)$68,178,0001,294
Total debt securities$54,673,0002,039
Structured notes
Amortized cost$01,636
Fair value$01,636
Trading account assets$0197
Revaluation gains on off-balance sheet contracts$055
Revaluation losses on off-balance sheet contractsNANA
1997-12-31Rank
Total securities$45,577,0002,493
U.S. Government securities$44,474,0002,040
U.S. Treasury securities$29,531,000632
U.S. Government agency obligations$14,943,0004,046
Securities issued by states & political subdivisions$08,162
Other domestic debt securities$03,912
Privately issued residential mortgage-backed securities$01,758
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$02,997
Foreign debt securitiesNANA
Equity securities$1,103,0002,176
Assets held in trading accounts for TFR ReportersNANA
General valuation allowances for securities for TFR ReportersNANA
Memoranda:
Pledged securities$08,806
Mortgage-backed securities$14,943,0002,022
Certificates of participation in pools of residential mortgages$14,943,0001,485
Issued or guaranteed by U.S.$14,943,0001,475
Privately issued$0394
Collaterized mortgage obligations$05,126
CMOs issued by government agencies or sponsored agencies$04,813
Privately issued$01,491
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$07,375
Available-for-sale securities (fair market value)$45,577,0001,765
Total debt securities$44,474,0002,477
Structured notes
Amortized cost$02,930
Fair value$02,930
Trading account assets$0203
Revaluation gains on off-balance sheet contracts$056
Revaluation losses on off-balance sheet contractsNANA