Home > TIAA-CREF Trust Company, FSB > Fiduciary settlements, surcharges, and other losses
TIAA-CREF Trust Company, FSB, Fiduciary settlements, surcharges, and other losses
2017-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2016-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $339,000 | 21 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $3,000 | 96 |
Employee benefit and retirement-related gross losses for managed accounts | $209,000 | 5 |
Gross losses for investment management and investment managed accounts | $127,000 | 16 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 40 |
Gross losses for non-managed accounts | $0 | 98 |
Fiduciary settlements, surcharges, and other losses | $0 | 32 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 54 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 58 |
Recoveries fiduciary and related services income | $130,000 | 20 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 44 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $104,000 | 4 |
Investment management and investment advisory agency accounts recoveries | $26,000 | 7 |
Other fiduciary accounts and related services-recoveries | $0 | 32 |
2016-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2016-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2016-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2015-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $304,000 | 23 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $41,000 | 40 |
Employee benefit and retirement-related gross losses for managed accounts | $68,000 | 10 |
Gross losses for investment management and investment managed accounts | $163,000 | 16 |
Gross losses for other fiduciary accounts and related managed accounts | $32,000 | 12 |
Gross losses for non-managed accounts | $98,000 | 28 |
Fiduciary settlements, surcharges, and other losses | $87,000 | 9 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $2,000 | 44 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $1,000 | 20 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $8,000 | 42 |
Recoveries fiduciary and related services income | $30,000 | 24 |
Fiduciary settlements, surcharges, and other - recoveries | $1,000 | 31 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $11,000 | 10 |
Investment management and investment advisory agency accounts recoveries | $16,000 | 6 |
Other fiduciary accounts and related services-recoveries | $2,000 | 27 |
2015-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2015-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2015-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2014-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $21,000 | 79 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 122 |
Employee benefit and retirement-related gross losses for managed accounts | $13,000 | 26 |
Gross losses for investment management and investment managed accounts | $6,000 | 46 |
Gross losses for other fiduciary accounts and related managed accounts | $2,000 | 39 |
Gross losses for non-managed accounts | $10,000 | 60 |
Fiduciary settlements, surcharges, and other losses | $0 | 33 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 51 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $10,000 | 41 |
Recoveries fiduciary and related services income | $5,000 | 45 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 27 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $2,000 | 18 |
Investment management and investment advisory agency accounts recoveries | $0 | 20 |
Other fiduciary accounts and related services-recoveries | $3,000 | 24 |
2014-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2014-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2014-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2013-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $79,000 | 54 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $8,000 | 69 |
Employee benefit and retirement-related gross losses for managed accounts | $42,000 | 11 |
Gross losses for investment management and investment managed accounts | $29,000 | 30 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 46 |
Gross losses for non-managed accounts | $4,000 | 80 |
Fiduciary settlements, surcharges, and other losses | $0 | 36 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 66 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $4,000 | 45 |
Recoveries fiduciary and related services income | $49,000 | 16 |
Fiduciary settlements, surcharges, and other - recoveries | $2,000 | 21 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $39,000 | 5 |
Investment management and investment advisory agency accounts recoveries | $6,000 | 13 |
Other fiduciary accounts and related services-recoveries | $2,000 | 26 |
2013-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2013-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2013-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2012-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $100,000 | 44 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $11,000 | 69 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 75 |
Gross losses for investment management and investment managed accounts | $89,000 | 16 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 47 |
Gross losses for non-managed accounts | $52,000 | 33 |
Fiduciary settlements, surcharges, and other losses | $0 | 36 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $50,000 | 16 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $2,000 | 40 |
Recoveries fiduciary and related services income | $19,000 | 28 |
Fiduciary settlements, surcharges, and other - recoveries | $3,000 | 28 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $4,000 | 13 |
Investment management and investment advisory agency accounts recoveries | $12,000 | 10 |
Other fiduciary accounts and related services-recoveries | $0 | 29 |
2012-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2012-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2012-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2011-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $86,000 | 47 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $23,000 | 55 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 69 |
Gross losses for investment management and investment managed accounts | $63,000 | 17 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 41 |
Gross losses for non-managed accounts | $0 | 106 |
Fiduciary settlements, surcharges, and other losses | $0 | 37 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 65 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 16 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 56 |
Recoveries fiduciary and related services income | $4,000 | 57 |
Fiduciary settlements, surcharges, and other - recoveries | $3,000 | 31 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 30 |
Investment management and investment advisory agency accounts recoveries | $1,000 | 15 |
Other fiduciary accounts and related services-recoveries | $0 | 32 |
2011-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $0 | 6 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 4 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 3 |
Gross losses for investment management and investment managed accounts | $0 | 3 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 1 |
Gross losses for non-managed accounts | $0 | 2 |
Fiduciary settlements, surcharges, and other losses | $0 | 1 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 2 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 1 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 1 |
Recoveries fiduciary and related services income | $0 | 3 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 2 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 1 |
Investment management and investment advisory agency accounts recoveries | $0 | 2 |
Other fiduciary accounts and related services-recoveries | $0 | 1 |
2011-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $0 | 8 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 5 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 4 |
Gross losses for investment management and investment managed accounts | $0 | 4 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 1 |
Gross losses for non-managed accounts | $0 | 2 |
Fiduciary settlements, surcharges, and other losses | $0 | 1 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 2 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 1 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 1 |
Recoveries fiduciary and related services income | $0 | 3 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 2 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 1 |
Investment management and investment advisory agency accounts recoveries | $0 | 2 |
Other fiduciary accounts and related services-recoveries | $0 | 1 |
2011-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $0 | 9 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 5 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 3 |
Gross losses for investment management and investment managed accounts | $0 | 5 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 1 |
Gross losses for non-managed accounts | $0 | 2 |
Fiduciary settlements, surcharges, and other losses | $0 | 1 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 2 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 1 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 1 |
Recoveries fiduciary and related services income | $0 | 2 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 1 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 1 |
Investment management and investment advisory agency accounts recoveries | $0 | 2 |
Other fiduciary accounts and related services-recoveries | $0 | 1 |
2010-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $66,000 | 54 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $28,000 | 45 |
Employee benefit and retirement-related gross losses for managed accounts | $2,000 | 55 |
Gross losses for investment management and investment managed accounts | $36,000 | 26 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 33 |
Gross losses for non-managed accounts | $0 | 90 |
Fiduciary settlements, surcharges, and other losses | $0 | 27 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 55 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 16 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 56 |
Recoveries fiduciary and related services income | $8,000 | 45 |
Fiduciary settlements, surcharges, and other - recoveries | $1,000 | 30 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 32 |
Investment management and investment advisory agency accounts recoveries | $7,000 | 9 |
Other fiduciary accounts and related services-recoveries | $0 | 35 |
2010-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $0 | 9 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 4 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 4 |
Gross losses for investment management and investment managed accounts | $0 | 7 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 1 |
Gross losses for non-managed accounts | $0 | 2 |
Fiduciary settlements, surcharges, and other losses | $0 | 1 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 2 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 1 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 1 |
Recoveries fiduciary and related services income | $0 | 3 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 2 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 1 |
Investment management and investment advisory agency accounts recoveries | $0 | 3 |
Other fiduciary accounts and related services-recoveries | $0 | 1 |
2010-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $0 | 8 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 3 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 4 |
Gross losses for investment management and investment managed accounts | $0 | 6 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 1 |
Gross losses for non-managed accounts | $0 | 2 |
Fiduciary settlements, surcharges, and other losses | $0 | 1 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 2 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 1 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 1 |
Recoveries fiduciary and related services income | $0 | 4 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 2 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 2 |
Investment management and investment advisory agency accounts recoveries | $0 | 3 |
Other fiduciary accounts and related services-recoveries | $0 | 1 |
2010-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $0 | 5 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 2 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 4 |
Gross losses for investment management and investment managed accounts | $0 | 2 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 1 |
Gross losses for non-managed accounts | $0 | 2 |
Fiduciary settlements, surcharges, and other losses | $0 | 1 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 2 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 1 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 1 |
Recoveries fiduciary and related services income | $0 | 3 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 2 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 1 |
Investment management and investment advisory agency accounts recoveries | $0 | 2 |
Other fiduciary accounts and related services-recoveries | $0 | 1 |
2009-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $66,000 | 58 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $6,000 | 95 |
Employee benefit and retirement-related gross losses for managed accounts | $34,000 | 24 |
Gross losses for investment management and investment managed accounts | $26,000 | 37 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 50 |
Gross losses for non-managed accounts | $1,000 | 91 |
Fiduciary settlements, surcharges, and other losses | $0 | 37 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 66 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 26 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $1,000 | 52 |
Recoveries fiduciary and related services income | $5,000 | 51 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 48 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 29 |
Investment management and investment advisory agency accounts recoveries | $2,000 | 19 |
Other fiduciary accounts and related services-recoveries | $3,000 | 24 |
2009-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2009-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2009-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2002-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2001-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2000-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1999-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1998-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |