Home > Southwest Capital Bank > Securities
Southwest Capital Bank, Securities
| 2010-12-31 | Rank | |
| Total securities | $8,894,000 | 5,876 |
| U.S. Government securities | $7,679,000 | 5,320 |
| U.S. Treasury securities | $0 | 1,275 |
| U.S. Government agency obligations | $7,679,000 | 5,205 |
| Securities issued by states & political subdivisions | $0 | 5,791 |
| Other domestic debt securities | $1,215,000 | 1,981 |
| Privately issued residential mortgage-backed securities | $1,215,000 | 851 |
| Commercial mortgage-backed securities - Total | $0 | 438 |
| Asset backed securities | $0 | 234 |
| Structured financial products - Total | $0 | 343 |
| Other domestic debt securities - All other | $0 | 2,087 |
| Foreign debt securities | $0 | 158 |
| Equity securities | $0 | 1,492 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $175,000 | 6,060 |
| Mortgage-backed securities | $8,142,000 | 3,451 |
| Certificates of participation in pools of residential mortgages | $3,761,000 | 3,669 |
| Issued or guaranteed by U.S. | $3,761,000 | 3,658 |
| Privately issued | $0 | 141 |
| Collaterized mortgage obligations | $4,381,000 | 2,079 |
| CMOs issued by government agencies or sponsored agencies | $3,166,000 | 2,073 |
| Privately issued | $1,215,000 | 812 |
| Commercial mortgage-backed securities | $0 | 438 |
| Commercial mortgage pass-through securities | $0 | 352 |
| Other commercial mortgage-backed securities | $0 | 118 |
| Held to maturity securities (book value) | $0 | 3,086 |
| Available-for-sale securities (fair market value) | $8,894,000 | 5,424 |
| Total debt securities | $8,894,000 | 5,835 |
| Structured notes | ||
| Amortized cost | $0 | 3,095 |
| Fair value | $0 | 3,095 |
| Trading account assets | $0 | 209 |
| Revaluation gains on off-balance sheet contracts | $0 | 86 |
| Revaluation losses on off-balance sheet contracts | $0 | 86 |
| 2010-09-30 | Rank | |
| Total securities | $10,518,000 | 5,593 |
| U.S. Government securities | $9,264,000 | 4,980 |
| U.S. Treasury securities | $0 | 1,180 |
| U.S. Government agency obligations | $9,264,000 | 4,869 |
| Securities issued by states & political subdivisions | $0 | 5,786 |
| Other domestic debt securities | $1,254,000 | 2,011 |
| Privately issued residential mortgage-backed securities | $1,254,000 | 905 |
| Commercial mortgage-backed securities - Total | $0 | 411 |
| Asset backed securities | $0 | 226 |
| Structured financial products - Total | $0 | 351 |
| Other domestic debt securities - All other | $0 | 2,145 |
| Foreign debt securities | $0 | 158 |
| Equity securities | $0 | 1,538 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $105,000 | 6,160 |
| Mortgage-backed securities | $8,758,000 | 3,327 |
| Certificates of participation in pools of residential mortgages | $4,156,000 | 3,537 |
| Issued or guaranteed by U.S. | $4,156,000 | 3,529 |
| Privately issued | $0 | 141 |
| Collaterized mortgage obligations | $4,602,000 | 2,039 |
| CMOs issued by government agencies or sponsored agencies | $3,348,000 | 2,007 |
| Privately issued | $1,254,000 | 862 |
| Commercial mortgage-backed securities | $0 | 411 |
| Commercial mortgage pass-through securities | $0 | 327 |
| Other commercial mortgage-backed securities | $0 | 110 |
| Held to maturity securities (book value) | $0 | 3,149 |
| Available-for-sale securities (fair market value) | $10,518,000 | 5,144 |
| Total debt securities | $10,518,000 | 5,560 |
| Structured notes | ||
| Amortized cost | $0 | 3,132 |
| Fair value | $0 | 3,132 |
| Trading account assets | $0 | 210 |
| Revaluation gains on off-balance sheet contracts | $0 | 81 |
| Revaluation losses on off-balance sheet contracts | $0 | 81 |
| 2010-06-30 | Rank | |
| Total securities | $11,026,000 | 5,553 |
| U.S. Government securities | $9,824,000 | 4,957 |
| U.S. Treasury securities | $0 | 1,121 |
| U.S. Government agency obligations | $9,824,000 | 4,846 |
| Securities issued by states & political subdivisions | $0 | 5,780 |
| Other domestic debt securities | $1,202,000 | 2,034 |
| Privately issued residential mortgage-backed securities | $1,202,000 | 960 |
| Commercial mortgage-backed securities - Total | $0 | 407 |
| Asset backed securities | $0 | 230 |
| Structured financial products - Total | $0 | 352 |
| Other domestic debt securities - All other | $0 | 2,114 |
| Foreign debt securities | $0 | 158 |
| Equity securities | $0 | 1,578 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $132,000 | 6,204 |
| Mortgage-backed securities | $9,259,000 | 3,254 |
| Certificates of participation in pools of residential mortgages | $4,662,000 | 3,433 |
| Issued or guaranteed by U.S. | $4,662,000 | 3,424 |
| Privately issued | $0 | 148 |
| Collaterized mortgage obligations | $4,597,000 | 1,969 |
| CMOs issued by government agencies or sponsored agencies | $3,395,000 | 1,916 |
| Privately issued | $1,202,000 | 925 |
| Commercial mortgage-backed securities | $0 | 407 |
| Commercial mortgage pass-through securities | $0 | 324 |
| Other commercial mortgage-backed securities | $0 | 105 |
| Held to maturity securities (book value) | $0 | 3,223 |
| Available-for-sale securities (fair market value) | $11,026,000 | 5,094 |
| Total debt securities | $11,026,000 | 5,519 |
| Structured notes | ||
| Amortized cost | $0 | 3,207 |
| Fair value | $0 | 3,207 |
| Trading account assets | $0 | 210 |
| Revaluation gains on off-balance sheet contracts | $0 | 77 |
| Revaluation losses on off-balance sheet contracts | $0 | 79 |
| 2010-03-31 | Rank | |
| Total securities | $9,819,000 | 5,833 |
| U.S. Government securities | $8,562,000 | 5,300 |
| U.S. Treasury securities | $0 | 1,130 |
| U.S. Government agency obligations | $8,562,000 | 5,192 |
| Securities issued by states & political subdivisions | $0 | 5,814 |
| Other domestic debt securities | $1,257,000 | 2,063 |
| Privately issued residential mortgage-backed securities | $1,257,000 | 998 |
| Commercial mortgage-backed securities - Total | $0 | 422 |
| Asset backed securities | $0 | 238 |
| Structured financial products - Total | $0 | 358 |
| Other domestic debt securities - All other | $0 | 2,133 |
| Foreign debt securities | $0 | 171 |
| Equity securities | $0 | 1,606 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $162,000 | 6,277 |
| Mortgage-backed securities | $7,047,000 | 3,672 |
| Certificates of participation in pools of residential mortgages | $5,400,000 | 3,361 |
| Issued or guaranteed by U.S. | $5,400,000 | 3,354 |
| Privately issued | $0 | 145 |
| Collaterized mortgage obligations | $1,647,000 | 2,602 |
| CMOs issued by government agencies or sponsored agencies | $390,000 | 2,936 |
| Privately issued | $1,257,000 | 960 |
| Commercial mortgage-backed securities | $0 | 422 |
| Commercial mortgage pass-through securities | $0 | 334 |
| Other commercial mortgage-backed securities | $0 | 112 |
| Held to maturity securities (book value) | $0 | 3,274 |
| Available-for-sale securities (fair market value) | $9,819,000 | 5,347 |
| Total debt securities | $9,819,000 | 5,792 |
| Structured notes | ||
| Amortized cost | $0 | 3,015 |
| Fair value | $0 | 3,015 |
| Trading account assets | $0 | 225 |
| Revaluation gains on off-balance sheet contracts | $0 | 83 |
| Revaluation losses on off-balance sheet contracts | $0 | 87 |
| 2009-12-31 | Rank | |
| Total securities | $10,451,000 | 5,708 |
| U.S. Government securities | $9,132,000 | 5,145 |
| U.S. Treasury securities | $0 | 1,077 |
| U.S. Government agency obligations | $9,132,000 | 5,045 |
| Securities issued by states & political subdivisions | $0 | 5,847 |
| Other domestic debt securities | $1,319,000 | 2,094 |
| Privately issued residential mortgage-backed securities | $1,319,000 | 1,016 |
| Commercial mortgage-backed securities - Total | $0 | 408 |
| Asset backed securities | $0 | 262 |
| Structured financial products - Total | $0 | 366 |
| Other domestic debt securities - All other | $0 | 2,182 |
| Foreign debt securities | $0 | 171 |
| Equity securities | $0 | 1,667 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $201,000 | 6,307 |
| Mortgage-backed securities | $7,671,000 | 3,611 |
| Certificates of participation in pools of residential mortgages | $5,869,000 | 3,312 |
| Issued or guaranteed by U.S. | $5,869,000 | 3,304 |
| Privately issued | $0 | 157 |
| Collaterized mortgage obligations | $1,802,000 | 2,563 |
| CMOs issued by government agencies or sponsored agencies | $483,000 | 2,871 |
| Privately issued | $1,319,000 | 974 |
| Commercial mortgage-backed securities | $0 | 408 |
| Commercial mortgage pass-through securities | $0 | 323 |
| Other commercial mortgage-backed securities | $0 | 109 |
| Held to maturity securities (book value) | $0 | 3,333 |
| Available-for-sale securities (fair market value) | $10,451,000 | 5,231 |
| Total debt securities | $10,451,000 | 5,674 |
| Structured notes | ||
| Amortized cost | $0 | 2,781 |
| Fair value | $0 | 2,782 |
| Trading account assets | $0 | 223 |
| Revaluation gains on off-balance sheet contracts | $0 | 83 |
| Revaluation losses on off-balance sheet contracts | $0 | 85 |
| 2009-09-30 | Rank | |
| Total securities | $16,332,000 | 4,883 |
| U.S. Government securities | $14,839,000 | 4,150 |
| U.S. Treasury securities | $0 | 1,047 |
| U.S. Government agency obligations | $14,839,000 | 4,071 |
| Securities issued by states & political subdivisions | $0 | 5,895 |
| Other domestic debt securities | $1,493,000 | 2,136 |
| Privately issued residential mortgage-backed securities | $1,493,000 | 1,037 |
| Commercial mortgage-backed securities - Total | $0 | 419 |
| Asset backed securities | $0 | 266 |
| Structured financial products - Total | $0 | 375 |
| Other domestic debt securities - All other | $0 | 2,284 |
| Foreign debt securities | $0 | 175 |
| Equity securities | $0 | 1,720 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $133,000 | 6,360 |
| Mortgage-backed securities | $11,464,000 | 3,132 |
| Certificates of participation in pools of residential mortgages | $8,332,000 | 2,913 |
| Issued or guaranteed by U.S. | $8,332,000 | 2,903 |
| Privately issued | $0 | 171 |
| Collaterized mortgage obligations | $3,132,000 | 2,171 |
| CMOs issued by government agencies or sponsored agencies | $1,639,000 | 2,243 |
| Privately issued | $1,493,000 | 996 |
| Commercial mortgage-backed securities | $0 | 419 |
| Commercial mortgage pass-through securities | $0 | 320 |
| Other commercial mortgage-backed securities | $0 | 123 |
| Held to maturity securities (book value) | $0 | 3,422 |
| Available-for-sale securities (fair market value) | $16,332,000 | 4,452 |
| Total debt securities | $16,332,000 | 4,839 |
| Structured notes | ||
| Amortized cost | $0 | 2,432 |
| Fair value | $0 | 2,433 |
| Trading account assets | $0 | 238 |
| Revaluation gains on off-balance sheet contracts | $0 | 82 |
| Revaluation losses on off-balance sheet contracts | $0 | 82 |
| 2009-06-30 | Rank | |
| Total securities | $16,743,000 | 4,821 |
| U.S. Government securities | $8,186,000 | 5,342 |
| U.S. Treasury securities | $0 | 1,036 |
| U.S. Government agency obligations | $8,186,000 | 5,255 |
| Securities issued by states & political subdivisions | $2,070,000 | 4,309 |
| Other domestic debt securities | $6,487,000 | 1,156 |
| Privately issued residential mortgage-backed securities | $1,387,000 | 1,097 |
| Commercial mortgage-backed securities - Total | $0 | 346 |
| Asset backed securities | $0 | 288 |
| Structured financial products - Total | $0 | 397 |
| Other domestic debt securities - All other | $5,100,000 | 651 |
| Foreign debt securities | $0 | 183 |
| Equity securities | $0 | 1,777 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $344,000 | 6,289 |
| Mortgage-backed securities | $5,696,000 | 4,119 |
| Certificates of participation in pools of residential mortgages | $2,205,000 | 4,569 |
| Issued or guaranteed by U.S. | $2,205,000 | 4,557 |
| Privately issued | $0 | 181 |
| Collaterized mortgage obligations | $3,491,000 | 2,088 |
| CMOs issued by government agencies or sponsored agencies | $2,104,000 | 2,091 |
| Privately issued | $1,387,000 | 1,051 |
| Commercial mortgage-backed securities | $0 | 346 |
| Commercial mortgage pass-through securities | $0 | 245 |
| Other commercial mortgage-backed securities | $0 | 120 |
| Held to maturity securities (book value) | $0 | 3,478 |
| Available-for-sale securities (fair market value) | $16,743,000 | 4,376 |
| Total debt securities | $16,743,000 | 4,778 |
| Structured notes | ||
| Amortized cost | $0 | 1,968 |
| Fair value | $0 | 1,968 |
| Trading account assets | $0 | 240 |
| Revaluation gains on off-balance sheet contracts | $0 | 79 |
| Revaluation losses on off-balance sheet contracts | $0 | 81 |
| 2009-03-31 | Rank | |
| Total securities | $10,380,000 | 5,819 |
| U.S. Government securities | $4,347,000 | 6,484 |
| U.S. Treasury securities | $0 | 981 |
| U.S. Government agency obligations | $4,347,000 | 6,403 |
| Securities issued by states & political subdivisions | $0 | 5,903 |
| Other domestic debt securities | $6,033,000 | 1,135 |
| Privately issued residential mortgage-backed securities | $2,256,000 | 967 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | $0 | 353 |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $3,777,000 | 796 |
| Foreign debt securities | $0 | 181 |
| Equity securities | $0 | 1,804 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $294,000 | 6,372 |
| Mortgage-backed securities | $6,603,000 | 3,995 |
| Certificates of participation in pools of residential mortgages | $2,729,000 | 4,482 |
| Issued or guaranteed by U.S. | $2,729,000 | 4,471 |
| Privately issued | $0 | 191 |
| Collaterized mortgage obligations | $3,874,000 | 2,046 |
| CMOs issued by government agencies or sponsored agencies | $1,618,000 | 2,270 |
| Privately issued | $2,256,000 | 929 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $0 | 3,516 |
| Available-for-sale securities (fair market value) | $10,380,000 | 5,312 |
| Total debt securities | $10,380,000 | 5,768 |
| Structured notes | ||
| Amortized cost | $0 | 1,699 |
| Fair value | $0 | 1,699 |
| Trading account assets | $0 | 234 |
| Revaluation gains on off-balance sheet contracts | $0 | 65 |
| Revaluation losses on off-balance sheet contracts | $0 | 65 |
| 2008-12-31 | Rank | |
| Total securities | $9,517,000 | 6,016 |
| U.S. Government securities | $5,113,000 | 6,364 |
| U.S. Treasury securities | $0 | 973 |
| U.S. Government agency obligations | $5,113,000 | 6,276 |
| Securities issued by states & political subdivisions | $0 | 5,872 |
| Other domestic debt securities | $4,404,000 | 1,288 |
| Privately issued residential mortgage-backed securities | $2,423,000 | 902 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | $0 | 332 |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $1,981,000 | 1,132 |
| Foreign debt securities | $0 | 172 |
| Equity securities | $0 | 1,803 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $649,000 | 6,202 |
| Mortgage-backed securities | $7,536,000 | 3,768 |
| Certificates of participation in pools of residential mortgages | $3,232,000 | 4,274 |
| Issued or guaranteed by U.S. | $3,232,000 | 4,261 |
| Privately issued | $0 | 188 |
| Collaterized mortgage obligations | $4,304,000 | 1,897 |
| CMOs issued by government agencies or sponsored agencies | $1,881,000 | 2,155 |
| Privately issued | $2,423,000 | 867 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $0 | 3,539 |
| Available-for-sale securities (fair market value) | $9,517,000 | 5,479 |
| Total debt securities | $9,517,000 | 5,970 |
| Structured notes | ||
| Amortized cost | $0 | 1,735 |
| Fair value | $0 | 1,735 |
| Trading account assets | $0 | 236 |
| Revaluation gains on off-balance sheet contracts | $0 | 62 |
| Revaluation losses on off-balance sheet contracts | $0 | 62 |
| 2008-09-30 | Rank | |
| Total securities | $7,047,000 | 6,477 |
| U.S. Government securities | $4,401,000 | 6,570 |
| U.S. Treasury securities | $0 | 1,019 |
| U.S. Government agency obligations | $4,401,000 | 6,475 |
| Securities issued by states & political subdivisions | $0 | 5,898 |
| Other domestic debt securities | $2,646,000 | 1,599 |
| Privately issued residential mortgage-backed securities | $2,646,000 | 875 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | $0 | 310 |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $0 | 2,412 |
| Foreign debt securities | $0 | 181 |
| Equity securities | $0 | 1,898 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $706,000 | 6,211 |
| Mortgage-backed securities | $7,047,000 | 3,749 |
| Certificates of participation in pools of residential mortgages | $2,361,000 | 4,545 |
| Issued or guaranteed by U.S. | $2,361,000 | 4,532 |
| Privately issued | $0 | 192 |
| Collaterized mortgage obligations | $4,686,000 | 1,773 |
| CMOs issued by government agencies or sponsored agencies | $2,040,000 | 2,004 |
| Privately issued | $2,646,000 | 836 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $0 | 3,569 |
| Available-for-sale securities (fair market value) | $7,047,000 | 5,909 |
| Total debt securities | $7,047,000 | 6,435 |
| Structured notes | ||
| Amortized cost | $0 | 1,731 |
| Fair value | $0 | 1,731 |
| Trading account assets | $0 | 251 |
| Revaluation gains on off-balance sheet contracts | $0 | 66 |
| Revaluation losses on off-balance sheet contracts | $0 | 64 |
| 2008-06-30 | Rank | |
| Total securities | $6,769,000 | 6,588 |
| U.S. Government securities | $4,026,000 | 6,714 |
| U.S. Treasury securities | $0 | 1,021 |
| U.S. Government agency obligations | $4,026,000 | 6,620 |
| Securities issued by states & political subdivisions | $0 | 5,952 |
| Other domestic debt securities | $2,743,000 | 1,631 |
| Privately issued residential mortgage-backed securities | $2,743,000 | 869 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | $0 | 294 |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $0 | 2,402 |
| Foreign debt securities | $0 | 189 |
| Equity securities | $0 | 1,972 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $1,003,000 | 6,087 |
| Mortgage-backed securities | $5,766,000 | 4,011 |
| Certificates of participation in pools of residential mortgages | $796,000 | 5,315 |
| Issued or guaranteed by U.S. | $796,000 | 5,292 |
| Privately issued | $0 | 202 |
| Collaterized mortgage obligations | $4,970,000 | 1,724 |
| CMOs issued by government agencies or sponsored agencies | $2,227,000 | 1,954 |
| Privately issued | $2,743,000 | 825 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $0 | 3,596 |
| Available-for-sale securities (fair market value) | $6,769,000 | 6,013 |
| Total debt securities | $6,769,000 | 6,525 |
| Structured notes | ||
| Amortized cost | $0 | 1,774 |
| Fair value | $0 | 1,775 |
| Trading account assets | $0 | 267 |
| Revaluation gains on off-balance sheet contracts | $0 | 66 |
| Revaluation losses on off-balance sheet contracts | $0 | 65 |
| 2008-03-31 | Rank | |
| Total securities | $7,141,000 | 6,539 |
| U.S. Government securities | $4,358,000 | 6,663 |
| U.S. Treasury securities | $0 | 1,044 |
| U.S. Government agency obligations | $4,358,000 | 6,560 |
| Securities issued by states & political subdivisions | $0 | 5,963 |
| Other domestic debt securities | $2,783,000 | 1,547 |
| Privately issued residential mortgage-backed securities | $2,783,000 | 821 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | $0 | 288 |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $0 | 2,362 |
| Foreign debt securities | $0 | 199 |
| Equity securities | $0 | 1,949 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $1,010,000 | 6,095 |
| Mortgage-backed securities | $6,131,000 | 3,851 |
| Certificates of participation in pools of residential mortgages | $0 | 6,441 |
| Issued or guaranteed by U.S. | $0 | 6,412 |
| Privately issued | $0 | 205 |
| Collaterized mortgage obligations | $6,131,000 | 1,559 |
| CMOs issued by government agencies or sponsored agencies | $3,348,000 | 1,667 |
| Privately issued | $2,783,000 | 782 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $0 | 3,628 |
| Available-for-sale securities (fair market value) | $7,141,000 | 5,964 |
| Total debt securities | $7,141,000 | 6,468 |
| Structured notes | ||
| Amortized cost | $0 | 1,922 |
| Fair value | $0 | 1,923 |
| Trading account assets | $0 | 252 |
| Revaluation gains on off-balance sheet contracts | $0 | 61 |
| Revaluation losses on off-balance sheet contracts | $0 | 62 |
| 2007-12-31 | Rank | |
| Total securities | $7,429,000 | 6,558 |
| U.S. Government securities | $4,509,000 | 6,751 |
| U.S. Treasury securities | $0 | 1,146 |
| U.S. Government agency obligations | $4,509,000 | 6,642 |
| Securities issued by states & political subdivisions | $0 | 6,012 |
| Other domestic debt securities | $2,920,000 | 1,421 |
| Privately issued residential mortgage-backed securities | $2,920,000 | 754 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | $0 | 272 |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $0 | 2,243 |
| Foreign debt securities | $0 | 202 |
| Equity securities | $0 | 1,903 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $0 | 6,689 |
| Mortgage-backed securities | $5,422,000 | 3,735 |
| Certificates of participation in pools of residential mortgages | $0 | 6,400 |
| Issued or guaranteed by U.S. | $0 | 6,379 |
| Privately issued | $0 | 191 |
| Collaterized mortgage obligations | $5,422,000 | 1,566 |
| CMOs issued by government agencies or sponsored agencies | $2,502,000 | 1,784 |
| Privately issued | $2,920,000 | 713 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $0 | 3,689 |
| Available-for-sale securities (fair market value) | $7,429,000 | 5,946 |
| Total debt securities | $7,429,000 | 6,498 |
| Structured notes | ||
| Amortized cost | $0 | 2,424 |
| Fair value | $0 | 2,424 |
| Trading account assets | $0 | 237 |
| Revaluation gains on off-balance sheet contracts | $0 | 59 |
| Revaluation losses on off-balance sheet contracts | $0 | 56 |
| 2007-09-30 | Rank | |
| Total securities | $11,553,000 | 5,805 |
| U.S. Government securities | $8,617,000 | 5,690 |
| U.S. Treasury securities | $0 | 1,235 |
| U.S. Government agency obligations | $8,617,000 | 5,582 |
| Securities issued by states & political subdivisions | $0 | 6,045 |
| Other domestic debt securities | $2,936,000 | 1,381 |
| Privately issued residential mortgage-backed securities | $2,936,000 | 714 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | $0 | 271 |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $0 | 2,218 |
| Foreign debt securities | $0 | 200 |
| Equity securities | $0 | 1,839 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $0 | 6,710 |
| Mortgage-backed securities | $5,545,000 | 3,551 |
| Certificates of participation in pools of residential mortgages | $0 | 6,368 |
| Issued or guaranteed by U.S. | $0 | 6,345 |
| Privately issued | $0 | 194 |
| Collaterized mortgage obligations | $5,545,000 | 1,512 |
| CMOs issued by government agencies or sponsored agencies | $2,609,000 | 1,706 |
| Privately issued | $2,936,000 | 675 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $0 | 3,749 |
| Available-for-sale securities (fair market value) | $11,553,000 | 5,214 |
| Total debt securities | $11,553,000 | 5,743 |
| Structured notes | ||
| Amortized cost | $988,000 | 1,910 |
| Fair value | $1,000,000 | 1,732 |
| Trading account assets | $0 | 244 |
| Revaluation gains on off-balance sheet contracts | $0 | 60 |
| Revaluation losses on off-balance sheet contracts | $0 | 55 |
| 2007-06-30 | Rank | |
| Total securities | $9,708,000 | 6,158 |
| U.S. Government securities | $6,717,000 | 6,206 |
| U.S. Treasury securities | $0 | 1,362 |
| U.S. Government agency obligations | $6,717,000 | 6,090 |
| Securities issued by states & political subdivisions | $0 | 6,106 |
| Other domestic debt securities | $2,991,000 | 1,299 |
| Privately issued residential mortgage-backed securities | $2,991,000 | 663 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | $0 | 267 |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $0 | 2,192 |
| Foreign debt securities | $0 | 201 |
| Equity securities | $0 | 1,877 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $0 | 6,778 |
| Mortgage-backed securities | $5,725,000 | 3,450 |
| Certificates of participation in pools of residential mortgages | $0 | 6,409 |
| Issued or guaranteed by U.S. | $0 | 6,389 |
| Privately issued | $0 | 207 |
| Collaterized mortgage obligations | $5,725,000 | 1,453 |
| CMOs issued by government agencies or sponsored agencies | $2,734,000 | 1,657 |
| Privately issued | $2,991,000 | 624 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $0 | 3,791 |
| Available-for-sale securities (fair market value) | $9,708,000 | 5,542 |
| Total debt securities | $9,708,000 | 6,103 |
| Structured notes | ||
| Amortized cost | $987,000 | 1,998 |
| Fair value | $989,000 | 1,897 |
| Trading account assets | $0 | 245 |
| Revaluation gains on off-balance sheet contracts | $0 | 67 |
| Revaluation losses on off-balance sheet contracts | $0 | 64 |
| 2007-03-31 | Rank | |
| Total securities | $7,763,000 | 6,604 |
| U.S. Government securities | $5,870,000 | 6,512 |
| U.S. Treasury securities | $0 | 1,448 |
| U.S. Government agency obligations | $5,870,000 | 6,392 |
| Securities issued by states & political subdivisions | $0 | 6,160 |
| Other domestic debt securities | $1,893,000 | 1,566 |
| Privately issued residential mortgage-backed securities | $991,000 | 899 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | $902,000 | 183 |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $0 | 2,233 |
| Foreign debt securities | $0 | 207 |
| Equity securities | $0 | 1,899 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $0 | 6,814 |
| Mortgage-backed securities | $3,874,000 | 3,971 |
| Certificates of participation in pools of residential mortgages | $0 | 6,438 |
| Issued or guaranteed by U.S. | $0 | 6,414 |
| Privately issued | $0 | 218 |
| Collaterized mortgage obligations | $3,874,000 | 1,703 |
| CMOs issued by government agencies or sponsored agencies | $2,883,000 | 1,615 |
| Privately issued | $991,000 | 840 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $0 | 3,860 |
| Available-for-sale securities (fair market value) | $7,763,000 | 5,931 |
| Total debt securities | $7,763,000 | 6,542 |
| Structured notes | ||
| Amortized cost | $985,000 | 2,065 |
| Fair value | $989,000 | 2,003 |
| Trading account assets | $0 | 267 |
| Revaluation gains on off-balance sheet contracts | $0 | 67 |
| Revaluation losses on off-balance sheet contracts | $0 | 64 |
| 2006-12-31 | Rank | |
| Total securities | $6,931,000 | 6,820 |
| U.S. Government securities | $6,931,000 | 6,240 |
| U.S. Treasury securities | $0 | 1,498 |
| U.S. Government agency obligations | $6,931,000 | 6,114 |
| Securities issued by states & political subdivisions | $0 | 6,206 |
| Other domestic debt securities | $0 | 3,032 |
| Privately issued residential mortgage-backed securities | $0 | 1,392 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | $0 | 285 |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $0 | 2,305 |
| Foreign debt securities | $0 | 210 |
| Equity securities | $0 | 1,944 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $0 | 6,854 |
| Mortgage-backed securities | $2,950,000 | 4,295 |
| Certificates of participation in pools of residential mortgages | $0 | 6,471 |
| Issued or guaranteed by U.S. | $0 | 6,445 |
| Privately issued | $0 | 208 |
| Collaterized mortgage obligations | $2,950,000 | 1,876 |
| CMOs issued by government agencies or sponsored agencies | $2,950,000 | 1,619 |
| Privately issued | $0 | 1,297 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $0 | 3,949 |
| Available-for-sale securities (fair market value) | $6,931,000 | 6,141 |
| Total debt securities | $6,931,000 | 6,767 |
| Structured notes | ||
| Amortized cost | $0 | 2,890 |
| Fair value | $0 | 2,890 |
| Trading account assets | $0 | 156 |
| Revaluation gains on off-balance sheet contracts | $0 | 60 |
| Revaluation losses on off-balance sheet contracts | $0 | 57 |
| 2006-09-30 | Rank | |
| Total securities | $1,974,000 | 8,057 |
| U.S. Government securities | $1,974,000 | 7,791 |
| U.S. Treasury securities | $0 | 1,574 |
| U.S. Government agency obligations | $1,974,000 | 7,664 |
| Securities issued by states & political subdivisions | $0 | 6,288 |
| Other domestic debt securities | $0 | 3,090 |
| Privately issued residential mortgage-backed securities | $0 | 1,387 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | $0 | 308 |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $0 | 2,350 |
| Foreign debt securities | $0 | 214 |
| Equity securities | $0 | 1,983 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $0 | 6,913 |
| Mortgage-backed securities | $0 | 6,779 |
| Certificates of participation in pools of residential mortgages | $0 | 6,527 |
| Issued or guaranteed by U.S. | $0 | 6,500 |
| Privately issued | $0 | 214 |
| Collaterized mortgage obligations | $0 | 3,680 |
| CMOs issued by government agencies or sponsored agencies | $0 | 3,319 |
| Privately issued | $0 | 1,279 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $0 | 4,052 |
| Available-for-sale securities (fair market value) | $1,974,000 | 7,301 |
| Total debt securities | $1,974,000 | 8,009 |
| Structured notes | ||
| Amortized cost | $0 | 3,015 |
| Fair value | $0 | 3,015 |
| Trading account assets | $0 | 154 |
| Revaluation gains on off-balance sheet contracts | $0 | 59 |
| Revaluation losses on off-balance sheet contracts | $0 | 56 |