| 2024-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 2 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2024-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 7 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2023-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 4 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2023-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 5 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2023-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 3 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2023-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2022-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2022-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2022-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2022-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2021-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $14,000 | 103 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $10,000 | 69 |
| Employee benefit and retirement-related gross losses for managed accounts | $0 | 69 |
| Gross losses for investment management and investment managed accounts | $1,000 | 86 |
| Gross losses for other fiduciary accounts and related managed accounts | $3,000 | 30 |
| Gross losses for non-managed accounts | $0 | 91 |
| Fiduciary settlements, surcharges, and other losses | $0 | 32 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 49 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 12 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 53 |
| Recoveries fiduciary and related services income | $3,000 | 47 |
| Fiduciary settlements, surcharges, and other - recoveries | $3,000 | 25 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 18 |
| Investment management and investment advisory agency accounts recoveries | $0 | 18 |
| Other fiduciary accounts and related services-recoveries | $0 | 27 |
| 2021-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2021-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2021-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2020-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $9,000 | 125 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $7,000 | 75 |
| Employee benefit and retirement-related gross losses for managed accounts | $2,000 | 58 |
| Gross losses for investment management and investment managed accounts | $0 | 90 |
| Gross losses for other fiduciary accounts and related managed accounts | $0 | 53 |
| Gross losses for non-managed accounts | $1,000 | 85 |
| Fiduciary settlements, surcharges, and other losses | $0 | 32 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $1,000 | 42 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 15 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 52 |
| Recoveries fiduciary and related services income | $0 | 62 |
| Fiduciary settlements, surcharges, and other - recoveries | $0 | 29 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 21 |
| Investment management and investment advisory agency accounts recoveries | $0 | 20 |
| Other fiduciary accounts and related services-recoveries | $0 | 28 |
| 2020-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2020-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2020-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2019-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $14,000 | 93 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $11,000 | 62 |
| Employee benefit and retirement-related gross losses for managed accounts | $0 | 63 |
| Gross losses for investment management and investment managed accounts | $3,000 | 67 |
| Gross losses for other fiduciary accounts and related managed accounts | $0 | 46 |
| Gross losses for non-managed accounts | $0 | 87 |
| Fiduciary settlements, surcharges, and other losses | $0 | 37 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 48 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 21 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 48 |
| Recoveries fiduciary and related services income | $0 | 63 |
| Fiduciary settlements, surcharges, and other - recoveries | $0 | 36 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 15 |
| Investment management and investment advisory agency accounts recoveries | $0 | 22 |
| Other fiduciary accounts and related services-recoveries | $0 | 31 |
| 2019-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2019-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2019-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2018-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $14,000 | 111 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $9,000 | 83 |
| Employee benefit and retirement-related gross losses for managed accounts | $0 | 70 |
| Gross losses for investment management and investment managed accounts | $5,000 | 64 |
| Gross losses for other fiduciary accounts and related managed accounts | $0 | 46 |
| Gross losses for non-managed accounts | $0 | 97 |
| Fiduciary settlements, surcharges, and other losses | $0 | 31 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 64 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 59 |
| Recoveries fiduciary and related services income | $0 | 67 |
| Fiduciary settlements, surcharges, and other - recoveries | $0 | 42 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 21 |
| Investment management and investment advisory agency accounts recoveries | $0 | 20 |
| Other fiduciary accounts and related services-recoveries | $0 | 27 |
| 2018-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2018-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2018-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2017-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $17,000 | 90 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $9,000 | 80 |
| Employee benefit and retirement-related gross losses for managed accounts | $0 | 67 |
| Gross losses for investment management and investment managed accounts | $8,000 | 49 |
| Gross losses for other fiduciary accounts and related managed accounts | $0 | 38 |
| Gross losses for non-managed accounts | $0 | 99 |
| Fiduciary settlements, surcharges, and other losses | $0 | 34 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 55 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 17 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 58 |
| Recoveries fiduciary and related services income | $0 | 71 |
| Fiduciary settlements, surcharges, and other - recoveries | $0 | 39 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 19 |
| Investment management and investment advisory agency accounts recoveries | $0 | 20 |
| Other fiduciary accounts and related services-recoveries | $0 | 38 |
| 2017-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2017-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2017-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2016-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $12,000 | 105 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $4,000 | 91 |
| Employee benefit and retirement-related gross losses for managed accounts | $5,000 | 37 |
| Gross losses for investment management and investment managed accounts | $3,000 | 64 |
| Gross losses for other fiduciary accounts and related managed accounts | $0 | 40 |
| Gross losses for non-managed accounts | $0 | 98 |
| Fiduciary settlements, surcharges, and other losses | $0 | 32 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 54 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 58 |
| Recoveries fiduciary and related services income | $1,000 | 75 |
| Fiduciary settlements, surcharges, and other - recoveries | $1,000 | 35 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 27 |
| Investment management and investment advisory agency accounts recoveries | $0 | 34 |
| Other fiduciary accounts and related services-recoveries | $0 | 32 |
| 2016-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2016-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2016-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2015-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $39,000 | 58 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $11,000 | 66 |
| Employee benefit and retirement-related gross losses for managed accounts | $3,000 | 39 |
| Gross losses for investment management and investment managed accounts | $25,000 | 29 |
| Gross losses for other fiduciary accounts and related managed accounts | $0 | 46 |
| Gross losses for non-managed accounts | $1,000 | 89 |
| Fiduciary settlements, surcharges, and other losses | $0 | 31 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $1,000 | 48 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 25 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 63 |
| Recoveries fiduciary and related services income | $0 | 67 |
| Fiduciary settlements, surcharges, and other - recoveries | $0 | 38 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 26 |
| Investment management and investment advisory agency accounts recoveries | $0 | 26 |
| Other fiduciary accounts and related services-recoveries | $0 | 37 |
| 2015-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2015-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2015-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2014-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $1,000 | 153 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 122 |
| Employee benefit and retirement-related gross losses for managed accounts | $0 | 65 |
| Gross losses for investment management and investment managed accounts | $1,000 | 72 |
| Gross losses for other fiduciary accounts and related managed accounts | $0 | 52 |
| Gross losses for non-managed accounts | $0 | 100 |
| Fiduciary settlements, surcharges, and other losses | $0 | 33 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 51 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 56 |
| Recoveries fiduciary and related services income | $0 | 63 |
| Fiduciary settlements, surcharges, and other - recoveries | $0 | 27 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 31 |
| Investment management and investment advisory agency accounts recoveries | $0 | 20 |
| Other fiduciary accounts and related services-recoveries | $0 | 29 |
| 2014-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2014-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2014-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2013-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $25,000 | 82 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $1,000 | 110 |
| Employee benefit and retirement-related gross losses for managed accounts | $0 | 69 |
| Gross losses for investment management and investment managed accounts | $1,000 | 74 |
| Gross losses for other fiduciary accounts and related managed accounts | $23,000 | 18 |
| Gross losses for non-managed accounts | $0 | 109 |
| Fiduciary settlements, surcharges, and other losses | $0 | 36 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 66 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 64 |
| Recoveries fiduciary and related services income | $12,000 | 34 |
| Fiduciary settlements, surcharges, and other - recoveries | $0 | 35 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 28 |
| Investment management and investment advisory agency accounts recoveries | $0 | 22 |
| Other fiduciary accounts and related services-recoveries | $12,000 | 13 |
| 2013-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2013-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2013-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2012-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $182,000 | 34 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $1,000 | 117 |
| Employee benefit and retirement-related gross losses for managed accounts | $181,000 | 6 |
| Gross losses for investment management and investment managed accounts | $0 | 76 |
| Gross losses for other fiduciary accounts and related managed accounts | $0 | 47 |
| Gross losses for non-managed accounts | $0 | 98 |
| Fiduciary settlements, surcharges, and other losses | $0 | 36 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 59 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 53 |
| Recoveries fiduciary and related services income | $0 | 72 |
| Fiduciary settlements, surcharges, and other - recoveries | $0 | 42 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 29 |
| Investment management and investment advisory agency accounts recoveries | $0 | 25 |
| Other fiduciary accounts and related services-recoveries | $0 | 29 |
| 2012-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2012-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2012-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2011-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $1,000 | 159 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $1,000 | 119 |
| Employee benefit and retirement-related gross losses for managed accounts | $0 | 69 |
| Gross losses for investment management and investment managed accounts | $0 | 85 |
| Gross losses for other fiduciary accounts and related managed accounts | $0 | 41 |
| Gross losses for non-managed accounts | $0 | 106 |
| Fiduciary settlements, surcharges, and other losses | $0 | 37 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 65 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 16 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 56 |
| Recoveries fiduciary and related services income | $0 | 78 |
| Fiduciary settlements, surcharges, and other - recoveries | $0 | 46 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 30 |
| Investment management and investment advisory agency accounts recoveries | $0 | 24 |
| Other fiduciary accounts and related services-recoveries | $0 | 32 |
| 2011-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2011-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2011-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2010-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $119,000 | 39 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $119,000 | 25 |
| Employee benefit and retirement-related gross losses for managed accounts | $0 | 83 |
| Gross losses for investment management and investment managed accounts | $0 | 92 |
| Gross losses for other fiduciary accounts and related managed accounts | $0 | 33 |
| Gross losses for non-managed accounts | $0 | 90 |
| Fiduciary settlements, surcharges, and other losses | $0 | 27 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 55 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 16 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 56 |
| Recoveries fiduciary and related services income | $0 | 70 |
| Fiduciary settlements, surcharges, and other - recoveries | $0 | 39 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 32 |
| Investment management and investment advisory agency accounts recoveries | $0 | 21 |
| Other fiduciary accounts and related services-recoveries | $0 | 35 |
| 2010-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2010-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2010-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2009-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | $180,000 | 39 |
| Fiduciary settlements, surcharges, and other losses, managed accounts | $180,000 | 21 |
| Employee benefit and retirement-related gross losses for managed accounts | $0 | 90 |
| Gross losses for investment management and investment managed accounts | $0 | 100 |
| Gross losses for other fiduciary accounts and related managed accounts | $0 | 50 |
| Gross losses for non-managed accounts | $0 | 111 |
| Fiduciary settlements, surcharges, and other losses | $0 | 37 |
| Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 66 |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 26 |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 62 |
| Recoveries fiduciary and related services income | $0 | 75 |
| Fiduciary settlements, surcharges, and other - recoveries | $0 | 48 |
| Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 29 |
| Investment management and investment advisory agency accounts recoveries | $0 | 27 |
| Other fiduciary accounts and related services-recoveries | $0 | 34 |
| 2009-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2009-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2009-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2008-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2008-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2008-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2008-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2007-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2007-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2007-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2007-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2006-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2006-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2006-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2006-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2005-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2005-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2005-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2005-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2004-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2004-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2004-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2004-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2003-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2003-09-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2003-06-30 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2003-03-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2002-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 1 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2001-12-31 | Rank |
| Fiduciary powers granted | $1,000 | 2 |
| Fiduciary power exercised | $1,000 | 1 |
| Fiduciary or related activity | $1,000 | 1 |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 2000-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1999-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1998-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1997-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1996-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1995-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1994-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1993-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
| 1992-12-31 | Rank |
| Fiduciary powers granted | NA | NA |
| Fiduciary power exercised | NA | NA |
| Fiduciary or related activity | NA | NA |
| Gross losses for managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
| Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
| Gross losses for investment management and investment managed accounts | NA | NA |
| Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
| Gross losses for non-managed accounts | NA | NA |
| Fiduciary settlements, surcharges, and other losses | NA | NA |
| Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
| Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
| Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
| Recoveries fiduciary and related services income | NA | NA |
| Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
| Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
| Investment management and investment advisory agency accounts recoveries | NA | NA |
| Other fiduciary accounts and related services-recoveries | NA | NA |
