Home > Northwestern National Bank > Securities
Northwestern National Bank, Securities
| 2001-12-31 | Rank | |
| Total securities | $34,789,000 | 2,995 |
| U.S. Government securities | $28,253,000 | 2,668 |
| U.S. Treasury securities | $0 | 3,182 |
| U.S. Government agency obligations | $28,253,000 | 2,528 |
| Securities issued by states & political subdivisions | $3,115,000 | 3,677 |
| Other domestic debt securities | $3,421,000 | 1,755 |
| Privately issued residential mortgage-backed securities | $0 | 1,514 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | $101,000 | 478 |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $3,320,000 | 1,472 |
| Foreign debt securities | $0 | 319 |
| Equity securities | $0 | 2,400 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $5,847,000 | 4,072 |
| Mortgage-backed securities | $3,356,000 | 4,553 |
| Certificates of participation in pools of residential mortgages | $2,930,000 | 3,926 |
| Issued or guaranteed by U.S. | $2,930,000 | 3,911 |
| Privately issued | $0 | 260 |
| Collaterized mortgage obligations | $426,000 | 3,827 |
| CMOs issued by government agencies or sponsored agencies | $426,000 | 3,660 |
| Privately issued | $0 | 1,359 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $2,731,000 | 2,895 |
| Available-for-sale securities (fair market value) | $32,058,000 | 2,657 |
| Total debt securities | $34,789,000 | 2,929 |
| Structured notes | ||
| Amortized cost | $124,000 | 838 |
| Fair value | $124,000 | 837 |
| Trading account assets | $0 | 182 |
| Revaluation gains on off-balance sheet contracts | $0 | 55 |
| Revaluation losses on off-balance sheet contracts | $0 | 52 |
| 2000-12-31 | Rank | |
| Total securities | $32,380,000 | 3,249 |
| U.S. Government securities | $28,531,000 | 2,742 |
| U.S. Treasury securities | $0 | 4,186 |
| U.S. Government agency obligations | $28,531,000 | 2,546 |
| Securities issued by states & political subdivisions | $2,554,000 | 3,983 |
| Other domestic debt securities | $670,000 | 2,746 |
| Privately issued residential mortgage-backed securities | $9,000 | 1,424 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | NA | NA |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $661,000 | 2,419 |
| Foreign debt securities | $0 | 313 |
| Equity securities | $625,000 | 3,360 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $6,768,000 | 3,980 |
| Mortgage-backed securities | $3,078,000 | 4,133 |
| Certificates of participation in pools of residential mortgages | $2,402,000 | 3,700 |
| Issued or guaranteed by U.S. | $2,402,000 | 3,685 |
| Privately issued | $0 | 308 |
| Collaterized mortgage obligations | $676,000 | 3,148 |
| CMOs issued by government agencies or sponsored agencies | $667,000 | 2,997 |
| Privately issued | $9,000 | 1,240 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $4,141,000 | 3,017 |
| Available-for-sale securities (fair market value) | $28,239,000 | 2,891 |
| Total debt securities | $31,754,000 | 3,197 |
| Structured notes | ||
| Amortized cost | $940,000 | 432 |
| Fair value | $971,000 | 378 |
| Trading account assets | $0 | 175 |
| Revaluation gains on off-balance sheet contracts | $0 | 59 |
| Revaluation losses on off-balance sheet contracts | NA | NA |
| 1999-12-31 | Rank | |
| Total securities | $21,179,000 | 4,653 |
| U.S. Government securities | $17,584,000 | 4,256 |
| U.S. Treasury securities | $514,000 | 4,284 |
| U.S. Government agency obligations | $17,070,000 | 3,928 |
| Securities issued by states & political subdivisions | $2,515,000 | 4,229 |
| Other domestic debt securities | $455,000 | 2,955 |
| Privately issued residential mortgage-backed securities | $0 | 1,654 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | NA | NA |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $455,000 | 2,527 |
| Foreign debt securities | NA | NA |
| Equity securities | $625,000 | 3,261 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $4,457,000 | 4,870 |
| Mortgage-backed securities | $2,753,000 | 4,616 |
| Certificates of participation in pools of residential mortgages | $2,523,000 | 3,860 |
| Issued or guaranteed by U.S. | $2,523,000 | 3,843 |
| Privately issued | $0 | 307 |
| Collaterized mortgage obligations | $230,000 | 3,940 |
| CMOs issued by government agencies or sponsored agencies | $230,000 | 3,766 |
| Privately issued | $0 | 1,450 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $1,807,000 | 4,365 |
| Available-for-sale securities (fair market value) | $19,372,000 | 3,987 |
| Total debt securities | $20,554,000 | 4,636 |
| Structured notes | ||
| Amortized cost | $1,081,000 | 427 |
| Fair value | $1,017,000 | 430 |
| Trading account assets | $0 | 165 |
| Revaluation gains on off-balance sheet contracts | $0 | 52 |
| Revaluation losses on off-balance sheet contracts | NA | NA |
| 1998-12-31 | Rank | |
| Total securities | $26,721,000 | 3,967 |
| U.S. Government securities | $23,134,000 | 3,526 |
| U.S. Treasury securities | $2,814,000 | 3,277 |
| U.S. Government agency obligations | $20,320,000 | 3,278 |
| Securities issued by states & political subdivisions | $2,300,000 | 4,471 |
| Other domestic debt securities | $835,000 | 2,382 |
| Privately issued residential mortgage-backed securities | $584,000 | 856 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | NA | NA |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $251,000 | 2,578 |
| Foreign debt securities | NA | NA |
| Equity securities | $452,000 | 3,790 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $3,550,000 | 5,036 |
| Mortgage-backed securities | $3,719,000 | 4,377 |
| Certificates of participation in pools of residential mortgages | $2,718,000 | 3,961 |
| Issued or guaranteed by U.S. | $2,718,000 | 3,942 |
| Privately issued | $0 | 349 |
| Collaterized mortgage obligations | $1,001,000 | 3,261 |
| CMOs issued by government agencies or sponsored agencies | $417,000 | 3,757 |
| Privately issued | $584,000 | 730 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $2,385,000 | 4,517 |
| Available-for-sale securities (fair market value) | $24,336,000 | 3,297 |
| Total debt securities | $26,269,000 | 3,908 |
| Structured notes | ||
| Amortized cost | $1,588,000 | 437 |
| Fair value | $1,597,000 | 433 |
| Trading account assets | $0 | 197 |
| Revaluation gains on off-balance sheet contracts | $0 | 55 |
| Revaluation losses on off-balance sheet contracts | NA | NA |
| 1997-12-31 | Rank | |
| Total securities | $17,251,000 | 5,471 |
| U.S. Government securities | $15,670,000 | 4,904 |
| U.S. Treasury securities | $3,316,000 | 4,077 |
| U.S. Government agency obligations | $12,354,000 | 4,579 |
| Securities issued by states & political subdivisions | $479,000 | 6,784 |
| Other domestic debt securities | $989,000 | 1,870 |
| Privately issued residential mortgage-backed securities | $914,000 | 634 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | NA | NA |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $75,000 | 2,724 |
| Foreign debt securities | NA | NA |
| Equity securities | $113,000 | 6,269 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $3,005,000 | 5,644 |
| Mortgage-backed securities | $3,449,000 | 4,533 |
| Certificates of participation in pools of residential mortgages | $1,636,000 | 4,690 |
| Issued or guaranteed by U.S. | $1,636,000 | 4,674 |
| Privately issued | $0 | 394 |
| Collaterized mortgage obligations | $1,813,000 | 2,818 |
| CMOs issued by government agencies or sponsored agencies | $899,000 | 3,427 |
| Privately issued | $914,000 | 487 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $3,629,000 | 4,721 |
| Available-for-sale securities (fair market value) | $13,622,000 | 4,777 |
| Total debt securities | $17,138,000 | 5,365 |
| Structured notes | ||
| Amortized cost | $1,749,000 | 857 |
| Fair value | $1,750,000 | 837 |
| Trading account assets | $0 | 203 |
| Revaluation gains on off-balance sheet contracts | $0 | 56 |
| Revaluation losses on off-balance sheet contracts | NA | NA |
| 1996-12-31 | Rank | |
| Total securities | $16,718,000 | 6,001 |
| U.S. Government securities | $14,820,000 | 5,546 |
| U.S. Treasury securities | $3,319,000 | 4,796 |
| U.S. Government agency obligations | $11,501,000 | 5,064 |
| Securities issued by states & political subdivisions | $0 | 8,624 |
| Other domestic debt securities | $1,785,000 | 1,608 |
| Privately issued residential mortgage-backed securities | $1,785,000 | 575 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | NA | NA |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $0 | 3,340 |
| Foreign debt securities | NA | NA |
| Equity securities | $113,000 | 6,196 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $750,000 | 8,207 |
| Mortgage-backed securities | $4,306,000 | 4,547 |
| Certificates of participation in pools of residential mortgages | $2,249,000 | 4,557 |
| Issued or guaranteed by U.S. | $2,249,000 | 4,535 |
| Privately issued | $0 | 472 |
| Collaterized mortgage obligations | $2,057,000 | 3,035 |
| CMOs issued by government agencies or sponsored agencies | $272,000 | 4,664 |
| Privately issued | $1,785,000 | 421 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $5,415,000 | 4,509 |
| Available-for-sale securities (fair market value) | $11,303,000 | 5,600 |
| Total debt securities | $16,605,000 | 5,910 |
| Structured notes | ||
| Amortized cost | $1,735,000 | 1,257 |
| Fair value | $1,735,000 | 1,238 |
| Trading account assets | $0 | 240 |
| Revaluation gains on off-balance sheet contracts | $0 | 71 |
| Revaluation losses on off-balance sheet contracts | NA | NA |
| 1995-12-31 | Rank | |
| Total securities | $13,823,000 | 7,017 |
| U.S. Government securities | $12,141,000 | 6,537 |
| U.S. Treasury securities | $2,907,000 | 6,182 |
| U.S. Government agency obligations | $9,234,000 | 5,770 |
| Securities issued by states & political subdivisions | $0 | 9,009 |
| Other domestic debt securities | $1,569,000 | 2,006 |
| Privately issued residential mortgage-backed securities | $1,569,000 | 699 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | NA | NA |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $0 | 3,947 |
| Foreign debt securities | NA | NA |
| Equity securities | $113,000 | 6,014 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $804,000 | 8,405 |
| Mortgage-backed securities | $3,772,000 | 5,078 |
| Certificates of participation in pools of residential mortgages | $1,712,000 | 5,217 |
| Issued or guaranteed by U.S. | $1,712,000 | 5,181 |
| Privately issued | $0 | 558 |
| Collaterized mortgage obligations | $2,060,000 | 3,372 |
| CMOs issued by government agencies or sponsored agencies | $491,000 | 4,760 |
| Privately issued | $1,569,000 | 503 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $6,825,000 | 4,287 |
| Available-for-sale securities (fair market value) | $6,998,000 | 7,160 |
| Total debt securities | $13,710,000 | 6,921 |
| Structured notes | ||
| Amortized cost | $1,685,000 | 1,951 |
| Fair value | $1,679,000 | 1,938 |
| Trading account assets | $0 | 261 |
| Revaluation gains on off-balance sheet contracts | $0 | 85 |
| Revaluation losses on off-balance sheet contracts | NA | NA |
| 1994-12-31 | Rank | |
| Total securities | $9,572,000 | 8,891 |
| U.S. Government securities | $9,050,000 | 8,162 |
| U.S. Treasury securities | $4,466,000 | 5,905 |
| U.S. Government agency obligations | $4,584,000 | 7,957 |
| Securities issued by states & political subdivisions | $0 | 9,545 |
| Other domestic debt securities | $409,000 | 3,856 |
| Privately issued residential mortgage-backed securities | $409,000 | 1,414 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | NA | NA |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $0 | 4,515 |
| Foreign debt securities | NA | NA |
| Equity securities | $113,000 | 5,784 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $786,000 | 8,797 |
| Mortgage-backed securities | $1,625,000 | 7,019 |
| Certificates of participation in pools of residential mortgages | $1,000,000 | 6,428 |
| Issued or guaranteed by U.S. | $1,000,000 | 6,404 |
| Privately issued | $0 | 564 |
| Collaterized mortgage obligations | $625,000 | 5,050 |
| CMOs issued by government agencies or sponsored agencies | $216,000 | 5,602 |
| Privately issued | $409,000 | 1,158 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | $4,147,000 | 8,508 |
| Available-for-sale securities (fair market value) | $5,425,000 | 6,641 |
| Total debt securities | $9,459,000 | 8,832 |
| Structured notes | ||
| Amortized cost | NA | NA |
| Fair value | NA | NA |
| Trading account assets | $0 | 286 |
| Revaluation gains on off-balance sheet contracts | $0 | 64 |
| Revaluation losses on off-balance sheet contracts | NA | NA |
| 1993-12-31 | Rank | |
| Total securities | $6,871,000 | 10,380 |
| U.S. Government securities | $6,171,000 | 9,846 |
| U.S. Treasury securities | $2,035,000 | 8,364 |
| U.S. Government agency obligations | $4,136,000 | 8,496 |
| Securities issued by states & political subdivisions | $0 | 9,845 |
| Other domestic debt securities | $587,000 | 4,022 |
| Privately issued residential mortgage-backed securities | $227,000 | 2,267 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | NA | NA |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $360,000 | 3,599 |
| Foreign debt securities | NA | NA |
| Equity securities | $113,000 | 5,469 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $750,000 | 9,034 |
| Mortgage-backed securities | $2,109,000 | 7,163 |
| Certificates of participation in pools of residential mortgages | $1,430,000 | 6,423 |
| Issued or guaranteed by U.S. | $1,203,000 | 6,700 |
| Privately issued | $227,000 | 514 |
| Collaterized mortgage obligations | $679,000 | 5,413 |
| CMOs issued by government agencies or sponsored agencies | $679,000 | 5,178 |
| Privately issued | $0 | 2,902 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | NA | NA |
| Available-for-sale securities (fair market value) | NA | NA |
| Total debt securities | $6,758,000 | 10,299 |
| Structured notes | ||
| Amortized cost | NA | NA |
| Fair value | NA | NA |
| Trading account assets | $0 | 330 |
| Revaluation gains on off-balance sheet contracts | $0 | 1 |
| Revaluation losses on off-balance sheet contracts | NA | NA |
| 1992-12-31 | Rank | |
| Total securities | $6,855,000 | 10,602 |
| U.S. Government securities | $6,167,000 | 10,050 |
| U.S. Treasury securities | $2,905,000 | 7,707 |
| U.S. Government agency obligations | $3,262,000 | 9,317 |
| Securities issued by states & political subdivisions | $0 | 9,981 |
| Other domestic debt securities | $575,000 | 4,876 |
| Privately issued residential mortgage-backed securities | $239,000 | 2,958 |
| Commercial mortgage-backed securities - Total | NA | NA |
| Asset backed securities | NA | NA |
| Structured financial products - Total | NA | NA |
| Other domestic debt securities - All other | $336,000 | 4,275 |
| Foreign debt securities | NA | NA |
| Equity securities | $113,000 | 4,906 |
| Assets held in trading accounts for TFR Reporters | NA | NA |
| General valuation allowances for securities for TFR Reporters | NA | NA |
| Memoranda: | ||
| Pledged securities | $1,100,000 | 8,468 |
| Mortgage-backed securities | $1,994,000 | 7,656 |
| Certificates of participation in pools of residential mortgages | $646,000 | 8,228 |
| Issued or guaranteed by U.S. | $646,000 | 8,166 |
| Privately issued | $0 | 831 |
| Collaterized mortgage obligations | $1,348,000 | 4,634 |
| CMOs issued by government agencies or sponsored agencies | $1,109,000 | 4,498 |
| Privately issued | $239,000 | 2,515 |
| Commercial mortgage-backed securities | $0 | 1 |
| Commercial mortgage pass-through securities | NA | NA |
| Other commercial mortgage-backed securities | NA | NA |
| Held to maturity securities (book value) | NA | NA |
| Available-for-sale securities (fair market value) | NA | NA |
| Total debt securities | $6,742,000 | 10,530 |
| Structured notes | ||
| Amortized cost | NA | NA |
| Fair value | NA | NA |
| Trading account assets | $0 | 344 |
| Revaluation gains on off-balance sheet contracts | $0 | 1 |
| Revaluation losses on off-balance sheet contracts | NA | NA |