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First Republic Bank, Fiduciary settlements, surcharges, and other losses

2021-03-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2020-12-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accounts$416,00026
Fiduciary settlements, surcharges, and other losses, managed accounts$416,00016
Employee benefit and retirement-related gross losses for managed accounts$070
Gross losses for investment management and investment managed accounts$090
Gross losses for other fiduciary accounts and related managed accounts$053
Gross losses for non-managed accounts$3,00069
Fiduciary settlements, surcharges, and other losses$2,00022
Employee benefit and retirement-related trust and agency accounts, non-managed$049
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a$015
Other fiduciary accounts and related services-gross losses nonmanaged asts$1,00046
Recoveries fiduciary and related services income$412,00010
Fiduciary settlements, surcharges, and other - recoveries$412,0003
Employee benefit and retirement-related trust and agency accounts-recoveries$021
Investment management and investment advisory agency accounts recoveries$020
Other fiduciary accounts and related services-recoveries$028
2020-09-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2020-06-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2020-03-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2019-12-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accounts$65,00058
Fiduciary settlements, surcharges, and other losses, managed accounts$65,00033
Employee benefit and retirement-related gross losses for managed accounts$063
Gross losses for investment management and investment managed accounts$087
Gross losses for other fiduciary accounts and related managed accounts$046
Gross losses for non-managed accounts$11,00050
Fiduciary settlements, surcharges, and other losses$11,00013
Employee benefit and retirement-related trust and agency accounts, non-managed$048
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a$021
Other fiduciary accounts and related services-gross losses nonmanaged asts$048
Recoveries fiduciary and related services income$063
Fiduciary settlements, surcharges, and other - recoveries$036
Employee benefit and retirement-related trust and agency accounts-recoveries$015
Investment management and investment advisory agency accounts recoveries$022
Other fiduciary accounts and related services-recoveries$031
2019-09-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2019-06-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2019-03-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2018-12-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accounts$469,00020
Fiduciary settlements, surcharges, and other losses, managed accounts$469,00013
Employee benefit and retirement-related gross losses for managed accounts$070
Gross losses for investment management and investment managed accounts$0101
Gross losses for other fiduciary accounts and related managed accounts$046
Gross losses for non-managed accounts$15,00059
Fiduciary settlements, surcharges, and other losses$15,00017
Employee benefit and retirement-related trust and agency accounts, non-managed$064
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a$019
Other fiduciary accounts and related services-gross losses nonmanaged asts$059
Recoveries fiduciary and related services income$067
Fiduciary settlements, surcharges, and other - recoveries$042
Employee benefit and retirement-related trust and agency accounts-recoveries$021
Investment management and investment advisory agency accounts recoveries$020
Other fiduciary accounts and related services-recoveries$027
2018-09-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2018-06-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2018-03-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2017-12-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accounts$16,00091
Fiduciary settlements, surcharges, and other losses, managed accounts$16,00059
Employee benefit and retirement-related gross losses for managed accounts$067
Gross losses for investment management and investment managed accounts$092
Gross losses for other fiduciary accounts and related managed accounts$038
Gross losses for non-managed accounts$10,00055
Fiduciary settlements, surcharges, and other losses$1,00029
Employee benefit and retirement-related trust and agency accounts, non-managed$055
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a$017
Other fiduciary accounts and related services-gross losses nonmanaged asts$9,00036
Recoveries fiduciary and related services income$14,00034
Fiduciary settlements, surcharges, and other - recoveries$14,00022
Employee benefit and retirement-related trust and agency accounts-recoveries$019
Investment management and investment advisory agency accounts recoveries$020
Other fiduciary accounts and related services-recoveries$038
2017-09-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2017-06-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2017-03-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2016-12-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accounts$3,000134
Fiduciary settlements, surcharges, and other losses, managed accounts$3,00096
Employee benefit and retirement-related gross losses for managed accounts$072
Gross losses for investment management and investment managed accounts$090
Gross losses for other fiduciary accounts and related managed accounts$040
Gross losses for non-managed accounts$17,00052
Fiduciary settlements, surcharges, and other losses$14,00011
Employee benefit and retirement-related trust and agency accounts, non-managed$054
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a$019
Other fiduciary accounts and related services-gross losses nonmanaged asts$3,00049
Recoveries fiduciary and related services income$081
Fiduciary settlements, surcharges, and other - recoveries$044
Employee benefit and retirement-related trust and agency accounts-recoveries$027
Investment management and investment advisory agency accounts recoveries$034
Other fiduciary accounts and related services-recoveries$032
2016-09-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2016-06-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2016-03-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2015-12-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accounts$2,000145
Fiduciary settlements, surcharges, and other losses, managed accounts$2,000103
Employee benefit and retirement-related gross losses for managed accounts$069
Gross losses for investment management and investment managed accounts$084
Gross losses for other fiduciary accounts and related managed accounts$046
Gross losses for non-managed accounts$2,00081
Fiduciary settlements, surcharges, and other losses$031
Employee benefit and retirement-related trust and agency accounts, non-managed$061
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a$025
Other fiduciary accounts and related services-gross losses nonmanaged asts$2,00049
Recoveries fiduciary and related services income$067
Fiduciary settlements, surcharges, and other - recoveries$038
Employee benefit and retirement-related trust and agency accounts-recoveries$026
Investment management and investment advisory agency accounts recoveries$026
Other fiduciary accounts and related services-recoveries$037
2015-09-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2015-06-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2015-03-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2014-12-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accounts$62,00051
Fiduciary settlements, surcharges, and other losses, managed accounts$62,00030
Employee benefit and retirement-related gross losses for managed accounts$065
Gross losses for investment management and investment managed accounts$085
Gross losses for other fiduciary accounts and related managed accounts$052
Gross losses for non-managed accounts$0100
Fiduciary settlements, surcharges, and other losses$033
Employee benefit and retirement-related trust and agency accounts, non-managed$051
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a$019
Other fiduciary accounts and related services-gross losses nonmanaged asts$056
Recoveries fiduciary and related services income$063
Fiduciary settlements, surcharges, and other - recoveries$027
Employee benefit and retirement-related trust and agency accounts-recoveries$031
Investment management and investment advisory agency accounts recoveries$020
Other fiduciary accounts and related services-recoveries$029
2014-09-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2014-06-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2014-03-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2013-12-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accounts$0167
Fiduciary settlements, surcharges, and other losses, managed accounts$0125
Employee benefit and retirement-related gross losses for managed accounts$069
Gross losses for investment management and investment managed accounts$084
Gross losses for other fiduciary accounts and related managed accounts$046
Gross losses for non-managed accounts$23,00049
Fiduciary settlements, surcharges, and other losses$036
Employee benefit and retirement-related trust and agency accounts, non-managed$066
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a$019
Other fiduciary accounts and related services-gross losses nonmanaged asts$23,00033
Recoveries fiduciary and related services income$073
Fiduciary settlements, surcharges, and other - recoveries$035
Employee benefit and retirement-related trust and agency accounts-recoveries$028
Investment management and investment advisory agency accounts recoveries$022
Other fiduciary accounts and related services-recoveries$034
2013-09-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2013-06-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2013-03-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2012-12-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accounts$0170
Fiduciary settlements, surcharges, and other losses, managed accounts$0131
Employee benefit and retirement-related gross losses for managed accounts$075
Gross losses for investment management and investment managed accounts$076
Gross losses for other fiduciary accounts and related managed accounts$047
Gross losses for non-managed accounts$5,00067
Fiduciary settlements, surcharges, and other losses$036
Employee benefit and retirement-related trust and agency accounts, non-managed$059
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a$019
Other fiduciary accounts and related services-gross losses nonmanaged asts$5,00036
Recoveries fiduciary and related services income$072
Fiduciary settlements, surcharges, and other - recoveries$042
Employee benefit and retirement-related trust and agency accounts-recoveries$029
Investment management and investment advisory agency accounts recoveries$025
Other fiduciary accounts and related services-recoveries$029
2012-09-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2012-06-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2012-03-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2011-12-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accounts$0177
Fiduciary settlements, surcharges, and other losses, managed accounts$0138
Employee benefit and retirement-related gross losses for managed accounts$069
Gross losses for investment management and investment managed accounts$085
Gross losses for other fiduciary accounts and related managed accounts$041
Gross losses for non-managed accounts$0106
Fiduciary settlements, surcharges, and other losses$037
Employee benefit and retirement-related trust and agency accounts, non-managed$065
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a$016
Other fiduciary accounts and related services-gross losses nonmanaged asts$056
Recoveries fiduciary and related services income$078
Fiduciary settlements, surcharges, and other - recoveries$046
Employee benefit and retirement-related trust and agency accounts-recoveries$030
Investment management and investment advisory agency accounts recoveries$024
Other fiduciary accounts and related services-recoveries$032
2011-09-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2011-06-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2011-03-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA
2010-12-31Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accounts$0174
Fiduciary settlements, surcharges, and other losses, managed accounts$0134
Employee benefit and retirement-related gross losses for managed accounts$083
Gross losses for investment management and investment managed accounts$092
Gross losses for other fiduciary accounts and related managed accounts$033
Gross losses for non-managed accounts$090
Fiduciary settlements, surcharges, and other losses$027
Employee benefit and retirement-related trust and agency accounts, non-managed$055
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a$016
Other fiduciary accounts and related services-gross losses nonmanaged asts$056
Recoveries fiduciary and related services income$070
Fiduciary settlements, surcharges, and other - recoveries$039
Employee benefit and retirement-related trust and agency accounts-recoveries$032
Investment management and investment advisory agency accounts recoveries$021
Other fiduciary accounts and related services-recoveries$035
2010-09-30Rank
Fiduciary powers granted$1,0001
Fiduciary power exercised$1,0001
Fiduciary or related activity$1,0001
Gross losses for managed accountsNANA
Fiduciary settlements, surcharges, and other losses, managed accountsNANA
Employee benefit and retirement-related gross losses for managed accountsNANA
Gross losses for investment management and investment managed accountsNANA
Gross losses for other fiduciary accounts and related managed accountsNANA
Gross losses for non-managed accountsNANA
Fiduciary settlements, surcharges, and other lossesNANA
Employee benefit and retirement-related trust and agency accounts, non-managedNANA
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged aNANA
Other fiduciary accounts and related services-gross losses nonmanaged astsNANA
Recoveries fiduciary and related services incomeNANA
Fiduciary settlements, surcharges, and other - recoveriesNANA
Employee benefit and retirement-related trust and agency accounts-recoveriesNANA
Investment management and investment advisory agency accounts recoveriesNANA
Other fiduciary accounts and related services-recoveriesNANA