Home > Comerica Bank > Fiduciary settlements, surcharges, and other losses
Comerica Bank, Fiduciary settlements, surcharges, and other losses
2023-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 4 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2023-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 5 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2023-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 3 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2023-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2022-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2022-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2022-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2022-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2021-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $1,000,000 | 11 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 129 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 69 |
Gross losses for investment management and investment managed accounts | $1,000,000 | 5 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 42 |
Gross losses for non-managed accounts | $0 | 91 |
Fiduciary settlements, surcharges, and other losses | $0 | 32 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 49 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 12 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 53 |
Recoveries fiduciary and related services income | $0 | 58 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 38 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 18 |
Investment management and investment advisory agency accounts recoveries | $0 | 18 |
Other fiduciary accounts and related services-recoveries | $0 | 27 |
2021-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2021-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2021-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2020-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $0 | 176 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 127 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 70 |
Gross losses for investment management and investment managed accounts | $0 | 90 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 53 |
Gross losses for non-managed accounts | $0 | 91 |
Fiduciary settlements, surcharges, and other losses | $0 | 32 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 49 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 15 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 52 |
Recoveries fiduciary and related services income | $0 | 62 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 29 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 21 |
Investment management and investment advisory agency accounts recoveries | $0 | 20 |
Other fiduciary accounts and related services-recoveries | $0 | 28 |
2020-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2020-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2020-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2019-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $0 | 162 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $0 | 118 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 63 |
Gross losses for investment management and investment managed accounts | $0 | 87 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 46 |
Gross losses for non-managed accounts | $0 | 87 |
Fiduciary settlements, surcharges, and other losses | $0 | 37 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 48 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 21 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 48 |
Recoveries fiduciary and related services income | $0 | 63 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 36 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 15 |
Investment management and investment advisory agency accounts recoveries | $0 | 22 |
Other fiduciary accounts and related services-recoveries | $0 | 31 |
2019-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2019-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2019-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2018-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $180,000 | 30 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $125,000 | 27 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 70 |
Gross losses for investment management and investment managed accounts | $48,000 | 21 |
Gross losses for other fiduciary accounts and related managed accounts | $7,000 | 29 |
Gross losses for non-managed accounts | $542,000 | 12 |
Fiduciary settlements, surcharges, and other losses | $0 | 31 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $50,000 | 20 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $492,000 | 11 |
Recoveries fiduciary and related services income | $18,000 | 30 |
Fiduciary settlements, surcharges, and other - recoveries | $1,000 | 33 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 21 |
Investment management and investment advisory agency accounts recoveries | $0 | 20 |
Other fiduciary accounts and related services-recoveries | $17,000 | 12 |
2018-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2018-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2018-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2017-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $142,000 | 35 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $103,000 | 28 |
Employee benefit and retirement-related gross losses for managed accounts | $6,000 | 29 |
Gross losses for investment management and investment managed accounts | $33,000 | 26 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 38 |
Gross losses for non-managed accounts | $25,000 | 42 |
Fiduciary settlements, surcharges, and other losses | $12,000 | 14 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $1,000 | 50 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $1,000 | 13 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $11,000 | 33 |
Recoveries fiduciary and related services income | $164,000 | 15 |
Fiduciary settlements, surcharges, and other - recoveries | $54,000 | 12 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 19 |
Investment management and investment advisory agency accounts recoveries | $1,000 | 16 |
Other fiduciary accounts and related services-recoveries | $109,000 | 6 |
2017-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2017-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2017-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2016-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $1,402,000 | 9 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $540,000 | 9 |
Employee benefit and retirement-related gross losses for managed accounts | $3,000 | 47 |
Gross losses for investment management and investment managed accounts | $7,000 | 54 |
Gross losses for other fiduciary accounts and related managed accounts | $852,000 | 5 |
Gross losses for non-managed accounts | $548,000 | 14 |
Fiduciary settlements, surcharges, and other losses | $8,000 | 13 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $500,000 | 6 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $40,000 | 25 |
Recoveries fiduciary and related services income | $594,000 | 9 |
Fiduciary settlements, surcharges, and other - recoveries | $59,000 | 11 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $3,000 | 16 |
Investment management and investment advisory agency accounts recoveries | $1,000 | 27 |
Other fiduciary accounts and related services-recoveries | $531,000 | 5 |
2016-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2016-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2016-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2015-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $1,296,000 | 9 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $620,000 | 9 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 69 |
Gross losses for investment management and investment managed accounts | $242,000 | 13 |
Gross losses for other fiduciary accounts and related managed accounts | $434,000 | 6 |
Gross losses for non-managed accounts | $280,000 | 20 |
Fiduciary settlements, surcharges, and other losses | $42,000 | 11 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $35,000 | 20 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 25 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $203,000 | 16 |
Recoveries fiduciary and related services income | $14,000 | 33 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 38 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $3,000 | 13 |
Investment management and investment advisory agency accounts recoveries | $0 | 26 |
Other fiduciary accounts and related services-recoveries | $11,000 | 19 |
2015-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2015-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2015-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2014-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $558,000 | 18 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $491,000 | 12 |
Employee benefit and retirement-related gross losses for managed accounts | $19,000 | 19 |
Gross losses for investment management and investment managed accounts | $17,000 | 26 |
Gross losses for other fiduciary accounts and related managed accounts | $31,000 | 14 |
Gross losses for non-managed accounts | $1,037,000 | 14 |
Fiduciary settlements, surcharges, and other losses | $10,000 | 17 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $3,000 | 37 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $3,000 | 14 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $1,021,000 | 9 |
Recoveries fiduciary and related services income | $16,000 | 32 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 27 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 31 |
Investment management and investment advisory agency accounts recoveries | $0 | 20 |
Other fiduciary accounts and related services-recoveries | $16,000 | 13 |
2014-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2014-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2014-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2013-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $125,000 | 39 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $112,000 | 26 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 69 |
Gross losses for investment management and investment managed accounts | $11,000 | 44 |
Gross losses for other fiduciary accounts and related managed accounts | $2,000 | 36 |
Gross losses for non-managed accounts | $407,000 | 15 |
Fiduciary settlements, surcharges, and other losses | $11,000 | 17 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 66 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $396,000 | 13 |
Recoveries fiduciary and related services income | $17,000 | 29 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 35 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 28 |
Investment management and investment advisory agency accounts recoveries | $0 | 22 |
Other fiduciary accounts and related services-recoveries | $17,000 | 11 |
2013-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2013-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2013-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2012-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $490,000 | 17 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $400,000 | 11 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 75 |
Gross losses for investment management and investment managed accounts | $0 | 76 |
Gross losses for other fiduciary accounts and related managed accounts | $90,000 | 6 |
Gross losses for non-managed accounts | $5,016,000 | 9 |
Fiduciary settlements, surcharges, and other losses | $13,000 | 17 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $4,825,000 | 2 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $178,000 | 18 |
Recoveries fiduciary and related services income | $373,000 | 12 |
Fiduciary settlements, surcharges, and other - recoveries | $373,000 | 5 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 29 |
Investment management and investment advisory agency accounts recoveries | $0 | 25 |
Other fiduciary accounts and related services-recoveries | $0 | 29 |
2012-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2012-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2012-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2011-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $219,000 | 25 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $64,000 | 38 |
Employee benefit and retirement-related gross losses for managed accounts | $4,000 | 39 |
Gross losses for investment management and investment managed accounts | $68,000 | 13 |
Gross losses for other fiduciary accounts and related managed accounts | $83,000 | 7 |
Gross losses for non-managed accounts | $218,000 | 20 |
Fiduciary settlements, surcharges, and other losses | $0 | 37 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $3,000 | 47 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $90,000 | 3 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $125,000 | 17 |
Recoveries fiduciary and related services income | $45,000 | 22 |
Fiduciary settlements, surcharges, and other - recoveries | $3,000 | 31 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $8,000 | 14 |
Investment management and investment advisory agency accounts recoveries | $0 | 24 |
Other fiduciary accounts and related services-recoveries | $34,000 | 11 |
2011-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2011-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2011-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2010-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $190,000 | 33 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $94,000 | 27 |
Employee benefit and retirement-related gross losses for managed accounts | $25,000 | 17 |
Gross losses for investment management and investment managed accounts | $60,000 | 20 |
Gross losses for other fiduciary accounts and related managed accounts | $11,000 | 16 |
Gross losses for non-managed accounts | $329,000 | 20 |
Fiduciary settlements, surcharges, and other losses | $0 | 27 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $82,000 | 13 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $139,000 | 5 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $108,000 | 17 |
Recoveries fiduciary and related services income | $719,000 | 6 |
Fiduciary settlements, surcharges, and other - recoveries | $6,000 | 22 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $17,000 | 11 |
Investment management and investment advisory agency accounts recoveries | $4,000 | 13 |
Other fiduciary accounts and related services-recoveries | $692,000 | 4 |
2010-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2010-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2010-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2009-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $799,000 | 21 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $51,000 | 43 |
Employee benefit and retirement-related gross losses for managed accounts | $5,000 | 58 |
Gross losses for investment management and investment managed accounts | $68,000 | 21 |
Gross losses for other fiduciary accounts and related managed accounts | $675,000 | 6 |
Gross losses for non-managed accounts | $466,000 | 14 |
Fiduciary settlements, surcharges, and other losses | $0 | 37 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $269,000 | 10 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $117,000 | 5 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $80,000 | 16 |
Recoveries fiduciary and related services income | $54,000 | 27 |
Fiduciary settlements, surcharges, and other - recoveries | $6,000 | 25 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $2,000 | 18 |
Investment management and investment advisory agency accounts recoveries | $1,000 | 23 |
Other fiduciary accounts and related services-recoveries | $45,000 | 17 |
2009-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2009-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2009-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2002-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2001-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 2 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2000-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1999-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1998-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1997-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1996-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1995-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1994-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1993-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1992-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |