Home > Fiduciary Trust Company International > Fiduciary settlements, surcharges, and other losses
Fiduciary Trust Company International, Fiduciary settlements, surcharges, and other losses
2015-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2015-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2014-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $855,000 | 13 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $791,000 | 9 |
Employee benefit and retirement-related gross losses for managed accounts | $52,000 | 8 |
Gross losses for investment management and investment managed accounts | $12,000 | 32 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 52 |
Gross losses for non-managed accounts | $2,000 | 80 |
Fiduciary settlements, surcharges, and other losses | $0 | 33 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 51 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $2,000 | 49 |
Recoveries fiduciary and related services income | $0 | 63 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 27 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 31 |
Investment management and investment advisory agency accounts recoveries | $0 | 20 |
Other fiduciary accounts and related services-recoveries | $0 | 29 |
2014-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2014-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2014-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2013-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $333,000 | 21 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $188,000 | 20 |
Employee benefit and retirement-related gross losses for managed accounts | $0 | 69 |
Gross losses for investment management and investment managed accounts | $57,000 | 25 |
Gross losses for other fiduciary accounts and related managed accounts | $88,000 | 11 |
Gross losses for non-managed accounts | $27,000 | 45 |
Fiduciary settlements, surcharges, and other losses | $0 | 36 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 66 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $27,000 | 29 |
Recoveries fiduciary and related services income | $78,000 | 14 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 35 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $66,000 | 4 |
Investment management and investment advisory agency accounts recoveries | $12,000 | 10 |
Other fiduciary accounts and related services-recoveries | $0 | 34 |
2013-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2013-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2013-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2012-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $2,164,000 | 7 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $110,000 | 26 |
Employee benefit and retirement-related gross losses for managed accounts | $22,000 | 20 |
Gross losses for investment management and investment managed accounts | $2,032,000 | 3 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 47 |
Gross losses for non-managed accounts | $442,000 | 18 |
Fiduciary settlements, surcharges, and other losses | $0 | 36 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 59 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 19 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $442,000 | 14 |
Recoveries fiduciary and related services income | $1,745,000 | 4 |
Fiduciary settlements, surcharges, and other - recoveries | $103,000 | 11 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 29 |
Investment management and investment advisory agency accounts recoveries | $1,642,000 | 1 |
Other fiduciary accounts and related services-recoveries | $0 | 29 |
2012-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2012-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2012-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2011-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $1,176,000 | 10 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $350,000 | 14 |
Employee benefit and retirement-related gross losses for managed accounts | $5,000 | 34 |
Gross losses for investment management and investment managed accounts | $821,000 | 5 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 41 |
Gross losses for non-managed accounts | $130,000 | 25 |
Fiduciary settlements, surcharges, and other losses | $0 | 37 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 65 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 16 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $130,000 | 16 |
Recoveries fiduciary and related services income | $0 | 78 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 46 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 30 |
Investment management and investment advisory agency accounts recoveries | $0 | 24 |
Other fiduciary accounts and related services-recoveries | $0 | 32 |
2011-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2011-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2011-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2010-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $476,000 | 18 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $380,000 | 13 |
Employee benefit and retirement-related gross losses for managed accounts | $1,000 | 66 |
Gross losses for investment management and investment managed accounts | $95,000 | 18 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 33 |
Gross losses for non-managed accounts | $0 | 90 |
Fiduciary settlements, surcharges, and other losses | $0 | 27 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 55 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 16 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $0 | 56 |
Recoveries fiduciary and related services income | $0 | 70 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 39 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 32 |
Investment management and investment advisory agency accounts recoveries | $0 | 21 |
Other fiduciary accounts and related services-recoveries | $0 | 35 |
2010-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2010-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2010-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2009-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | $209,000 | 37 |
Fiduciary settlements, surcharges, and other losses, managed accounts | $56,000 | 39 |
Employee benefit and retirement-related gross losses for managed accounts | $117,000 | 9 |
Gross losses for investment management and investment managed accounts | $36,000 | 33 |
Gross losses for other fiduciary accounts and related managed accounts | $0 | 50 |
Gross losses for non-managed accounts | $19,000 | 55 |
Fiduciary settlements, surcharges, and other losses | $0 | 37 |
Employee benefit and retirement-related trust and agency accounts, non-managed | $0 | 66 |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | $0 | 26 |
Other fiduciary accounts and related services-gross losses nonmanaged asts | $19,000 | 28 |
Recoveries fiduciary and related services income | $0 | 75 |
Fiduciary settlements, surcharges, and other - recoveries | $0 | 48 |
Employee benefit and retirement-related trust and agency accounts-recoveries | $0 | 29 |
Investment management and investment advisory agency accounts recoveries | $0 | 27 |
Other fiduciary accounts and related services-recoveries | $0 | 34 |
2009-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2009-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2009-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2008-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2007-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2006-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2005-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2004-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-09-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-06-30 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2003-03-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2002-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 1 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2001-12-31 | Rank | |
Fiduciary powers granted | $1,000 | 2 |
Fiduciary power exercised | $1,000 | 1 |
Fiduciary or related activity | $1,000 | 1 |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
2000-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1999-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1998-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1997-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1996-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1995-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1994-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1993-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |
1992-12-31 | Rank | |
Fiduciary powers granted | NA | NA |
Fiduciary power exercised | NA | NA |
Fiduciary or related activity | NA | NA |
Gross losses for managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses, managed accounts | NA | NA |
Employee benefit and retirement-related gross losses for managed accounts | NA | NA |
Gross losses for investment management and investment managed accounts | NA | NA |
Gross losses for other fiduciary accounts and related managed accounts | NA | NA |
Gross losses for non-managed accounts | NA | NA |
Fiduciary settlements, surcharges, and other losses | NA | NA |
Employee benefit and retirement-related trust and agency accounts, non-managed | NA | NA |
Investmnt managmnt & investmnt advisory agency accts-gross losses nonmanaged a | NA | NA |
Other fiduciary accounts and related services-gross losses nonmanaged asts | NA | NA |
Recoveries fiduciary and related services income | NA | NA |
Fiduciary settlements, surcharges, and other - recoveries | NA | NA |
Employee benefit and retirement-related trust and agency accounts-recoveries | NA | NA |
Investment management and investment advisory agency accounts recoveries | NA | NA |
Other fiduciary accounts and related services-recoveries | NA | NA |