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Empire Bank, Securities

2002-12-31Rank
Total securities$84,863,0001,453
U.S. Government securities$83,416,0001,092
U.S. Treasury securitiesNANA
U.S. Government agency obligations$83,416,0001,045
Securities issued by states & political subdivisions$06,830
Other domestic debt securities$04,152
Privately issued residential mortgage-backed securities$01,406
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$03,582
Foreign debt securitiesNANA
Equity securities$1,447,0001,231
Assets held in trading accounts for TFR Reporters$021
General valuation allowances for securities for TFR Reporters$013
Memoranda:
Pledged securitiesNANA
Mortgage-backed securities$22,358,0001,847
Certificates of participation in pools of residential mortgages$15,400,0001,752
Issued or guaranteed by U.S.$15,400,0001,742
Privately issued$0252
Collaterized mortgage obligations$6,958,0001,548
CMOs issued by government agencies or sponsored agencies$6,958,0001,447
Privately issuedNANA
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$04,875
Available-for-sale securities (fair market value)$84,863,0001,226
Total debt securities$83,416,0001,432
Structured notes
Amortized costNANA
Fair valueNANA
Trading account assets$0170
Revaluation gains on off-balance sheet contracts$059
Revaluation losses on off-balance sheet contractsNANA
2001-12-31Rank
Total securities$35,945,0002,917
U.S. Government securities$33,689,0002,318
U.S. Treasury securitiesNANA
U.S. Government agency obligations$33,689,0002,186
Securities issued by states & political subdivisions$07,002
Other domestic debt securities$04,224
Privately issued residential mortgage-backed securities$01,514
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$03,579
Foreign debt securitiesNANA
Equity securities$2,256,000993
Assets held in trading accounts for TFR Reporters$029
General valuation allowances for securities for TFR Reporters$015
Memoranda:
Pledged securitiesNANA
Mortgage-backed securities$27,679,0001,467
Certificates of participation in pools of residential mortgages$13,563,0001,726
Issued or guaranteed by U.S.$13,563,0001,717
Privately issued$0260
Collaterized mortgage obligations$14,116,0001,040
CMOs issued by government agencies or sponsored agencies$14,116,000957
Privately issuedNANA
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$05,093
Available-for-sale securities (fair market value)$35,945,0002,424
Total debt securities$33,689,0003,002
Structured notes
Amortized costNANA
Fair valueNANA
Trading account assets$0182
Revaluation gains on off-balance sheet contracts$055
Revaluation losses on off-balance sheet contractsNANA
2000-12-31Rank
Total securities$34,399,0003,080
U.S. Government securities$31,630,0002,523
U.S. Treasury securitiesNANA
U.S. Government agency obligations$31,630,0002,330
Securities issued by states & political subdivisions$07,238
Other domestic debt securities$03,998
Privately issued residential mortgage-backed securities$01,552
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$03,386
Foreign debt securitiesNANA
Equity securities$2,769,0001,282
Assets held in trading accounts for TFR Reporters$022
General valuation allowances for securities for TFR Reporters$019
Memoranda:
Pledged securitiesNANA
Mortgage-backed securities$31,630,0001,089
Certificates of participation in pools of residential mortgages$16,593,0001,208
Issued or guaranteed by U.S.$16,593,0001,200
Privately issued$0308
Collaterized mortgage obligations$15,037,000799
CMOs issued by government agencies or sponsored agencies$15,037,000707
Privately issuedNANA
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$5,025,0002,763
Available-for-sale securities (fair market value)$29,374,0002,810
Total debt securities$31,630,0003,207
Structured notes
Amortized costNANA
Fair valueNANA
Trading account assets$0175
Revaluation gains on off-balance sheet contracts$059
Revaluation losses on off-balance sheet contractsNANA
1999-12-31Rank
Total securities$47,497,0002,391
U.S. Government securities$44,882,0001,869
U.S. Treasury securitiesNANA
U.S. Government agency obligations$44,882,0001,692
Securities issued by states & political subdivisions$07,587
Other domestic debt securities$03,983
Privately issued residential mortgage-backed securities$01,654
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$03,254
Foreign debt securitiesNANA
Equity securities$2,615,0001,284
Assets held in trading accounts for TFR Reporters$029
General valuation allowances for securities for TFR Reporters$018
Memoranda:
Pledged securitiesNANA
Mortgage-backed securities$42,428,000981
Certificates of participation in pools of residential mortgages$26,365,000938
Issued or guaranteed by U.S.$26,365,000928
Privately issued$0307
Collaterized mortgage obligations$16,063,000840
CMOs issued by government agencies or sponsored agencies$16,063,000752
Privately issuedNANA
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$6,407,0002,709
Available-for-sale securities (fair market value)$41,090,0002,119
Total debt securities$44,882,0002,433
Structured notes
Amortized costNANA
Fair valueNANA
Trading account assets$0165
Revaluation gains on off-balance sheet contracts$052
Revaluation losses on off-balance sheet contractsNANA
1998-12-31Rank
Total securities$50,365,0002,287
U.S. Government securities$46,906,0001,865
U.S. Treasury securitiesNANA
U.S. Government agency obligations$46,906,0001,591
Securities issued by states & political subdivisions$07,833
Other domestic debt securities$03,984
Privately issued residential mortgage-backed securities$01,703
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$03,174
Foreign debt securitiesNANA
Equity securities$3,459,0001,055
Assets held in trading accounts for TFR Reporters$028
General valuation allowances for securities for TFR Reporters$031
Memoranda:
Pledged securitiesNANA
Mortgage-backed securities$45,370,000976
Certificates of participation in pools of residential mortgages$30,820,000888
Issued or guaranteed by U.S.$30,820,000877
Privately issued$0349
Collaterized mortgage obligations$14,550,000931
CMOs issued by government agencies or sponsored agencies$14,550,000851
Privately issuedNANA
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$10,074,0002,301
Available-for-sale securities (fair market value)$40,291,0002,112
Total debt securities$46,906,0002,380
Structured notes
Amortized costNANA
Fair valueNANA
Trading account assets$0197
Revaluation gains on off-balance sheet contracts$055
Revaluation losses on off-balance sheet contractsNANA
1997-12-31Rank
Total securities$57,052,0002,031
U.S. Government securities$54,688,0001,674
U.S. Treasury securitiesNANA
U.S. Government agency obligations$54,688,0001,331
Securities issued by states & political subdivisions$08,162
Other domestic debt securities$03,912
Privately issued residential mortgage-backed securities$01,758
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$02,997
Foreign debt securitiesNANA
Equity securities$2,364,0001,321
Assets held in trading accounts for TFR Reporters$025
General valuation allowances for securities for TFR Reporters$043
Memoranda:
Pledged securitiesNANA
Mortgage-backed securities$47,641,000912
Certificates of participation in pools of residential mortgages$34,685,000842
Issued or guaranteed by U.S.$34,685,000828
Privately issued$0394
Collaterized mortgage obligations$12,956,000935
CMOs issued by government agencies or sponsored agencies$12,956,000888
Privately issuedNANA
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$20,556,0001,632
Available-for-sale securities (fair market value)$36,496,0002,198
Total debt securities$54,688,0002,045
Structured notes
Amortized costNANA
Fair valueNANA
Trading account assets$0203
Revaluation gains on off-balance sheet contracts$056
Revaluation losses on off-balance sheet contractsNANA
1996-12-31Rank
Total securities$39,955,0003,025
U.S. Government securities$38,144,0002,534
U.S. Treasury securitiesNANA
U.S. Government agency obligations$38,144,0001,902
Securities issued by states & political subdivisions$08,624
Other domestic debt securities$04,468
Privately issued residential mortgage-backed securities$02,101
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$03,340
Foreign debt securitiesNANA
Equity securities$1,690,0001,677
Assets held in trading accounts for TFR Reporters$034
General valuation allowances for securities for TFR Reporters$-121,0001,061
Memoranda:
Pledged securitiesNANA
Mortgage-backed securities$35,445,0001,189
Certificates of participation in pools of residential mortgages$33,580,000914
Issued or guaranteed by U.S.$33,580,000898
Privately issued$0472
Collaterized mortgage obligations$1,865,0003,181
CMOs issued by government agencies or sponsored agencies$1,865,0003,047
Privately issuedNANA
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$26,055,0001,524
Available-for-sale securities (fair market value)$13,900,0004,961
Total debt securities$38,144,0003,069
Structured notes
Amortized costNANA
Fair valueNANA
Trading account assets$0240
Revaluation gains on off-balance sheet contracts$071
Revaluation losses on off-balance sheet contractsNANA
1995-12-31Rank
Total securities$43,557,0002,897
U.S. Government securities$42,072,0002,399
U.S. Treasury securities$010,180
U.S. Government agency obligations$42,072,0001,678
Securities issued by states & political subdivisions$09,009
Other domestic debt securities$05,176
Privately issued residential mortgage-backed securities$02,563
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$03,947
Foreign debt securitiesNANA
Equity securities$1,367,0001,811
Assets held in trading accounts for TFR Reporters$022
General valuation allowances for securities for TFR Reporters$-118,0001,110
Memoranda:
Pledged securitiesNANA
Mortgage-backed securities$38,322,0001,181
Certificates of participation in pools of residential mortgages$36,456,000868
Issued or guaranteed by U.S.$36,456,000846
Privately issued$0558
Collaterized mortgage obligations$1,866,0003,549
CMOs issued by government agencies or sponsored agencies$1,866,0003,406
Privately issuedNANA
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$28,164,0001,504
Available-for-sale securities (fair market value)$15,393,0004,804
Total debt securities$42,072,0002,924
Structured notes
Amortized costNANA
Fair valueNANA
Trading account assets$0261
Revaluation gains on off-balance sheet contracts$085
Revaluation losses on off-balance sheet contractsNANA
1994-12-31Rank
Total securities$42,278,0003,102
U.S. Government securities$41,156,0002,539
U.S. Treasury securities$011,131
U.S. Government agency obligations$41,156,0001,649
Securities issued by states & political subdivisions$09,545
Other domestic debt securities$05,820
Privately issued residential mortgage-backed securities$02,862
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$04,515
Foreign debt securitiesNANA
Equity securities$959,0002,086
Assets held in trading accounts for TFR Reporters$036
General valuation allowances for securities for TFR Reporters$-163,0001,227
Memoranda:
Pledged securitiesNANA
Mortgage-backed securities$38,458,0001,235
Certificates of participation in pools of residential mortgages$36,587,000871
Issued or guaranteed by U.S.$36,587,000851
Privately issued$0564
Collaterized mortgage obligations$1,871,0003,761
CMOs issued by government agencies or sponsored agencies$1,871,0003,591
Privately issuedNANA
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)$41,319,0001,789
Available-for-sale securities (fair market value)$959,0009,727
Total debt securities$41,156,0003,123
Structured notes
Amortized costNANA
Fair valueNANA
Trading account assets$0286
Revaluation gains on off-balance sheet contracts$064
Revaluation losses on off-balance sheet contractsNANA
1993-12-31Rank
Total securities$37,526,0003,664
U.S. Government securities$36,909,0002,949
U.S. Treasury securities$011,566
U.S. Government agency obligations$36,909,0001,902
Securities issued by states & political subdivisions$09,845
Other domestic debt securities$06,562
Privately issued residential mortgage-backed securities$03,404
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$05,124
Foreign debt securitiesNANA
Equity securities$418,0003,347
Assets held in trading accounts for TFR Reporters$057
General valuation allowances for securities for TFR Reporters$-199,0001,328
Memoranda:
Pledged securitiesNANA
Mortgage-backed securities$34,959,0001,471
Certificates of participation in pools of residential mortgages$31,790,0001,045
Issued or guaranteed by U.S.$31,790,0001,015
Privately issued$0731
Collaterized mortgage obligations$3,169,0003,315
CMOs issued by government agencies or sponsored agencies$3,169,0003,127
Privately issuedNANA
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)NANA
Available-for-sale securities (fair market value)NANA
Total debt securities$36,909,0003,638
Structured notes
Amortized costNANA
Fair valueNANA
Trading account assets$0330
Revaluation gains on off-balance sheet contracts$01
Revaluation losses on off-balance sheet contractsNANA
1992-12-31Rank
Total securities$35,647,0003,822
U.S. Government securities$35,061,0003,073
U.S. Treasury securities$012,156
U.S. Government agency obligations$35,061,0001,940
Securities issued by states & political subdivisions$09,981
Other domestic debt securities$07,520
Privately issued residential mortgage-backed securities$04,133
Commercial mortgage-backed securities - TotalNANA
Asset backed securitiesNANA
Structured financial products - TotalNANA
Other domestic debt securities - All other$05,875
Foreign debt securitiesNANA
Equity securities$418,0002,867
Assets held in trading accounts for TFR Reporters$043
General valuation allowances for securities for TFR Reporters$-168,0001,548
Memoranda:
Pledged securitiesNANA
Mortgage-backed securities$33,813,0001,547
Certificates of participation in pools of residential mortgages$33,314,0001,029
Issued or guaranteed by U.S.$33,314,000993
Privately issued$0831
Collaterized mortgage obligations$499,0005,870
CMOs issued by government agencies or sponsored agencies$499,0005,466
Privately issuedNANA
Commercial mortgage-backed securities$01
Commercial mortgage pass-through securitiesNANA
Other commercial mortgage-backed securitiesNANA
Held to maturity securities (book value)NANA
Available-for-sale securities (fair market value)NANA
Total debt securities$35,061,0003,795
Structured notes
Amortized costNANA
Fair valueNANA
Trading account assets$0344
Revaluation gains on off-balance sheet contracts$01
Revaluation losses on off-balance sheet contractsNANA